Cal D. Dickman

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CRD#: 4967214

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cal David Dickman, CFP® was a registered financial professional .

Cal is a previously registered financial professional and started their career in finance in 2006. Cal had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Past

August 19, 2022 - July 17, 2023

BEACON POINTE ADVISORS, LLC

RIA

CRD#: 119290

NEWPORT BEACH, CA

Past

July 29, 2015 - October 5, 2022

FIRST FOUNDATION ADVISORS

RIA

CRD#: 106075

IRVINE, CA

Past

March 6, 2013 - August 6, 2015

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

SEAL BEACH, CA

Past

March 6, 2013 - August 6, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

SEAL BEACH, CA

Past

October 8, 2008 - February 25, 2013

WEDBUSH SECURITIES INC.

RIA

CRD#: 877

LOS ANGELES, CA

Past

October 8, 2008 - February 25, 2013

WEDBUSH SECURITIES INC.

CRD#: 877

LOS ANGELES, CA

Past

January 1, 2008 - October 2, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BEVERLY HILLS, CA

Past

January 1, 2008 - October 2, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BEVERLY HILLS, CA

Past

November 16, 2006 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

BEVERLY HILLS, CA

Past

June 20, 2006 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEACON POINTE ADVISORS, LLC

BEACON POINTE ADVISORS, LLC | BEACON POINTE INSURANCE SERVICES, LLC

CRD#: 119290 / SEC#: 801-60943

RIA

Registered Investment Advisory firm - (2/20/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/15/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/6/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2006

General Securities Representative Examination

Current Firm

BEACON POINTE ADVISORS, LLC

BEACON POINTE ADVISORS, LLC | BEACON POINTE INSURANCE SERVICES, LLC

CRD#: 119290 / SEC#: 801-60943

RIA

Registered Investment Advisory firm - (2/20/2002 Approved)

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Contact information

Main Address

24 Corporate Plaza Suite 150, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 718-1600

Established

Firm type

Fiscal year end

# of Employees

600

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEACON POINTE ADVISORS, LLC FORM ADV PART 2 - APPENDIX 1 (3/31/2025)

BEACON POINTE ADVISORS, LLC FORM ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	54,870
AUM (Assets Under Management)	$ 39,839,757,384

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
12/26/2024	Cover Page	Report
11/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cal D. Dickman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST FOUNDATION ADVISORS

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

WEDBUSH SECURITIES INC.

WEDBUSH SECURITIES INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

BEACON POINTE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2006

SIE

Date: 8/6/2015

Series 7

Date: 6/19/2006

Current Firm

BEACON POINTE ADVISORS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BEACON POINTE ADVISORS, LLC

TRUST BUT VERIFY

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