Michael Cafiero
Professional summary
Michael Cafiero JR., who also goes by Michael Cafiero, is a registered financial professional currently at BROWNSTONE INVESTMENT GROUP, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 8 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Cafiero JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2018 - Present
BROWNSTONE INVESTMENT GROUP, LLC
Office #1: 505 Fifth Avenue 10th Floor, New York, NY 10017September 19, 2013 - May 18, 2018
CANTOR FITZGERALD & CO.
July 2, 2012 - September 16, 2013
VIRTU AMERICAS LLC
September 8, 2010 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
August 20, 2008 - September 27, 2010
BLACKROCK FUND DISTRIBUTION COMPANY
August 13, 2008 - December 31, 2008
BLACKROCK EXECUTION SERVICES
March 27, 2007 - July 11, 2008
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
September 22, 2005 - January 3, 2007
LAIDLAW & COMPANY (UK) LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2018)
(8/16/2018)
(8/16/2018)
(4/2/2019)
(8/16/2018)
(8/16/2018)
(8/16/2018)
(8/16/2018)
(8/16/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BROWNSTONE INVESTMENT GROUP, LLC
CRD#: 43884 / SEC#: , 8-50460
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROWNSTONE INVESTMENT OPPORTUNITIES, LLC | SOLE MEMBER | |
| BARTMESS, JOANNE CHRISTINE | FINANCIAL AND OPERATIONS PRINCIPAL (01/1998), CHIEF FINANCIAL OFFICER (10/2009), PFO & POO (10/18) | 2922047 |
| HUNTER, MICHELLE HALLA | CHIEF COMPLIANCE OFFICER | 2689083 |
| LOWEY, DOUGLAS BENNETT | MANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER | 1932929 |
| SABLOWSKY, JON SCOTT | CHIEF OPERATING OFFICER | 1515334 |
Red Flags
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