JC
James V. Condon
STRATCAP SECURITIES
NEW YORK, NY 10112
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CRD#: 4965433
JC
Professional summary
James Valentine Condon is a registered financial professional currently at STRATCAP SECURITIES, LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2005. James has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view James Valentine Condon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2010 - Present
STRATCAP SECURITIES, LLC
Office #1: 30 Rockefeller Plaza, Suite 2050, New York, NY 10112BD
CRD#: 151152
NEW YORK, NY
Past
August 9, 2010 - October 4, 2010
CAPITAL CLIENT GROUP, INC.
BD
CRD#: 6247
IRVINE, CA
Past
July 8, 2008 - April 9, 2010
PACIFIC CORNERSTONE CAPITAL INCORPORATED
BD
CRD#: 40397
IRVINE, CA
Past
February 28, 2006 - June 11, 2008
SCHRODER FUND ADVISORS LLC
BD
CRD#: 24129
NEW YORK, NY
Past
June 13, 2005 - November 17, 2005
REFCO SECURITIES, LLC
BD
CRD#: 14094
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/29/2024)
RR
Alaska(8/29/2024)
RR
Arizona(8/29/2024)
RR
Arkansas(8/29/2024)
RR
California(11/1/2010)
RR
Colorado(8/29/2024)
RR
Connecticut(7/29/2024)
RR
Delaware(8/29/2024)
RR
District of Columbia(8/29/2024)
RR
Florida(8/29/2024)
RR
Georgia(8/29/2024)
RR
Hawaii(8/29/2024)
RR
Idaho(8/29/2024)
RR
Illinois(8/29/2024)
RR
Indiana(8/29/2024)
RR
Iowa(8/29/2024)
RR
Kansas(8/29/2024)
RR
Kentucky(8/29/2024)
RR
Louisiana(8/29/2024)
RR
Maine(8/29/2024)
RR
Maryland(8/29/2024)
RR
Massachusetts(8/28/2024)
RR
Michigan(8/29/2024)
RR
Minnesota(8/29/2024)
RR
Mississippi(8/29/2024)
RR
Missouri(8/29/2024)
RR
Montana(8/29/2024)
RR
Nebraska(8/29/2024)
RR
Nevada(8/29/2024)
RR
New Hampshire(8/29/2024)
RR
New Jersey(8/29/2024)
RR
New Mexico(8/29/2024)
RR
New York(7/30/2024)
RR
North Carolina(8/29/2024)
RR
North Dakota(8/29/2024)
RR
Ohio(8/29/2024)
RR
Oklahoma(8/29/2024)
RR
Oregon(8/29/2024)
RR
Pennsylvania(8/29/2024)
RR
Puerto Rico(8/29/2024)
RR
Rhode Island(8/29/2024)
RR
South Carolina(8/29/2024)
RR
South Dakota(8/29/2024)
RR
Tennessee(8/29/2024)
RR
Texas(8/29/2024)
RR
Utah(8/29/2024)
RR
Vermont(8/29/2024)
RR
Virginia(8/29/2024)
RR
Washington(8/29/2024)
RR
West Virginia(8/29/2024)
RR
Wisconsin(8/29/2024)
RR
Wyoming(8/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
STRATCAP SECURITIES, LLC
SC DISTRIBUTORS, LLC | STRATCAP SECURITIES, LLC
CRD#: 151152 / SEC#: , 8-68338
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
30 Rockefeller Plaza, Suite 2050, New York, NY 10112
Mailing Address
30 Rockefeller Plaza, Suite 2050, New York, NY 10112
Phone number
(657) 383-9648
Established
Delaware since 03/31/2009
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
