John Clark
Professional summary
John Clark, who also goes by John Francis Clark, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2005. John has worked at 8 firms and has passed the Series 63, Series 66, Series 79TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2026 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 4 Floor Itd, New York, NY 10022August 2, 2022 - January 27, 2026
RPP SECURITIES
January 4, 2012 - August 19, 2013
DINAN CAPITAL ADVISORS
June 11, 2008 - October 30, 2008
VOYA INVESTMENT MANAGEMENT CO. LLC
June 4, 2007 - October 30, 2008
VOYA INVESTMENTS DISTRIBUTOR, LLC
July 24, 2006 - April 12, 2007
WELLS FARGO INVESTMENTS, LLC
July 13, 2006 - April 12, 2007
WELLS FARGO INVESTMENTS, LLC
November 7, 2005 - April 19, 2006
IDS LIFE INSURANCE COMPANY
November 7, 2005 - April 19, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/24/2026)
Exams
Series 79TO
Date: 3/18/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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