TO
Todd G. Oldham
EAGLE STRATEGIES LLC
Deerfield, IL 60015-4747
Some features on this profile are disabled
CRD#: 4963425
TO
Professional summary
Todd Gordon Oldham, CFP®, who also goes by Todd Oldham, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Deerfield, Illinois and NYLIFE SECURITIES LLC located in Deerfield, Illinois.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Todd has worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Todd Oldham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Todd G. Oldham, M.D.; PHYSICIAN; ACT AS A PHYSICIAN, I.E. EXAMINING PATIENTS CLINCIALLY] [INSURANCE BROKERING; APPOINTED WITH OUTISDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED PRODUCTS] BROKERING UNDER DBA OLDHAM FINANCIAL SERVICES [PROPERTY AND CASUALTY SALES; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING PROPERTY AND CASUALTY PRODUCTS; SOLE PROPRIETORSHIP; COMMISSIONS; 2 HOURS/MONTH.] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products and through general agencies W. R. Ryno Jr. & Co. and The Hunken Agency; 1650 Lake Cook Rd., Ste. 500 Deerfield, IL 60015; Start Date 09/2024; Role/Title: Insurance Broker; Investment Related; 3 hours per month; 3 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Todd Gordon Oldham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 29, 2009 - Present
EAGLE STRATEGIES LLC
Office #1: 1650 Lake Cook Road Suite 500, Deerfield, IL 60015-4747RIA
CRD#: 110826
Deerfield, IL
Current
May 1, 2007 - Present
NYLIFE SECURITIES LLC
Office #1: 1650 Lake Cook Road Suite 500, Deerfield, IL 60015-4747BD
CRD#: 5167
Deerfield, IL
Past
July 25, 2005 - April 3, 2007
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
OAKBROOK TERRACE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/1/2014)
RR
District of Columbia(7/3/2018)
RR
Florida(5/17/2022)
RR
Illinois(5/1/2007)
IAR
Illinois(4/29/2009)
RR
Indiana(4/22/2008)
RR
Iowa(9/14/2022)
RR
Maryland(10/29/2024)
RR
Michigan(2/7/2020)
RR
Missouri(7/11/2023)
RR
Nevada(1/29/2021)
RR
North Carolina(4/26/2024)
RR
Oregon(7/8/2021)
RR
South Carolina(1/9/2025)
RR
Texas(5/8/2023)
IAR
Texas(5/9/2023)
RR
Washington(5/27/2015)
RR
Wisconsin(5/15/2009)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
