JS
Jason L. Stone
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Glen Allen, VA 23060
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CRD#: 4963167
JS
Professional summary
Jason L. Stone, AIF®, who also goes by Stone L. Jason, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Glen Allen, Virginia and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Glen Allen, Virginia.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jason has worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stone L. Jason
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT, 12709 WESTIN ESTATES DRIVE, GLEN ALLEN, VA, 3/2005 SELLING/SERVICING LIFE AND HEALTH INSURANCE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/MO - 1/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 08/18/2011 3) STONES FURNITURE, 7500 JEFFERSON DAVIS HIGHWAY, RICHMOND, VA 23237. ASSITANT TO THE PRESIDENT SINCE 09/01/2009. ASSIST IN KEEP THE BUSINESS OPERATING IN THE EVENT OF AN EMERGENCY. NIR - 0 HRS. 4) TAG ADVISORS, 4801 COX RD #102, GLEN ALLEN, VA, 08/2011. PRESIDENT, SUPERVISION OF TAG ADVISORS. INV REL-40/WK-40/TRADING. 5) GSRC, INC. 4801 Cox Road, Suite 102, Glen Allen VA 23060, United States, 10/22/2024, President, Board Member/Officer/Director/Committee Member/Board Trustee, NIR 5/MO - 5/Trading 6) TAG CHARITY, 4801 Cox Road, Suite 102, Glen Allen VA 23060, United States. 10/22/2024, President, Administrative, INV REL, 1/MO - 1/Trading
CRS (Client Relationship Summary) - RIA
Click below to view Jason L. Stone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 18, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 4801 Cox Rd. Ste 102, Glen Allen, VA 23060RIA
CRD#: 134139
Glen Allen, VA
Current
August 18, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4801 Cox Rd. Ste 102, Glen Allen, VA 23060BD
CRD#: 39543
Glen Allen, VA
Past
February 2, 2006 - August 25, 2011
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
RICHMOND, VA
Past
June 22, 2005 - August 25, 2011
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/29/2011)
RR
Alaska(8/27/2012)
RR
Arizona(8/29/2011)
RR
Arkansas(4/24/2012)
RR
California(9/20/2011)
RR
Colorado(9/26/2011)
RR
Connecticut(9/20/2011)
RR
Delaware(9/30/2011)
RR
District of Columbia(9/29/2011)
RR
Florida(9/26/2011)
RR
Georgia(9/20/2011)
RR
Hawaii(9/26/2011)
RR
Idaho(2/25/2013)
RR
Illinois(9/20/2011)
RR
Indiana(9/26/2011)
RR
Iowa(1/2/2014)
RR
Kansas(10/24/2011)
RR
Kentucky(9/20/2011)
RR
Louisiana(9/26/2011)
RR
Maine(9/30/2011)
RR
Maryland(9/20/2011)
RR
Massachusetts(9/30/2011)
RR
Michigan(9/20/2011)
RR
Minnesota(12/13/2013)
RR
Mississippi(2/1/2013)
RR
Missouri(9/29/2011)
RR
Montana(7/25/2014)
RR
Nebraska(7/15/2015)
RR
Nevada(9/30/2011)
RR
New Hampshire(9/20/2011)
RR
New Jersey(9/26/2011)
RR
New Mexico(9/30/2011)
RR
New York(8/18/2011)
RR
North Carolina(9/1/2011)
RR
North Dakota(9/29/2011)
RR
Ohio(8/29/2011)
RR
Oklahoma(9/26/2011)
RR
Oregon(10/24/2011)
RR
Pennsylvania(9/26/2011)
RR
Puerto Rico(8/8/2024)
IAR
Puerto Rico(8/21/2024)
RR
Rhode Island(9/30/2011)
RR
South Carolina(8/18/2011)
RR
South Dakota(3/1/2019)
RR
Tennessee(9/30/2011)
RR
Texas(9/26/2011)
IAR
Texas(1/5/2016)
RR
Utah(1/9/2012)
RR
Vermont(9/30/2011)
RR
Virginia(8/18/2011)
IAR
Virginia(8/18/2011)
RR
Washington(9/20/2011)
RR
West Virginia(9/26/2011)
RR
Wisconsin(9/20/2011)
RR
Wyoming(8/16/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Glen Allen, VA 23060TRUST BUT VERIFY
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