RE
Richard C. Eddy
CREATIVEONE WEALTH
PASADENA, CA 91103
Some features on this profile are disabled
CRD#: 4962972
RE
Professional summary
Richard Charles Eddy JR., CIMA®, who also goes by Richard C Eddy Jr, Richard C Eddy, Richard Charles Eddy, is a registered financial advisor currently at CREATIVEONE WEALTH, LLC located in Pasadena, California.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Richard has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard C Eddy Jr | Richard C Eddy | Richard Charles Eddy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)FIXED INSURANCE SALES. INVESTMENT RELATED. LA VERNE, CA. STARTED 05/2005 / FIXED INSURANCE SALES / 20 HRS/MTH DURING TRADING 20 HRS 2) COBBLESTONE APPLIED RESEARCH & EVALUATION INC. BUSINESS CONSULTANT. LA VERNE, CA. NOT INVESTMENT RELATED. COBBLESTONE PROVIDES PROGRAM EVALUATION AND SOCIAL SCIENCE RESEARCH IN THE FIELD OF EDUCATION. MR. EDDY PROVIDES CONSULTATION TO THE FIRM AND EMPLOYEES TO SUPPORT THE DEVELOPMENT OF LEADERSHIP SKILLS AND IMPROVEMENT OF BUSINESS PROCESSES THROUGHOUT THE ORGANIZATION. STARTED 08/08. 11-20 HOURS/MONTH (6-10 DURING BUSINESS HOURS). 3) SIERRA LA VERNE HOA. VICE PRESIDENT. LA VERNE, CA. NOT INVESTMENT RELATED. HOMEOWNERS ASSOCIATION. RESPONSIBLE FOR ATTENDING HOA BOARD MEETINGS AND VOTING ON HOA ISSUES. STARTED 12/13. 1-5 HOURS/MONTH (1-5 DURING BUSINESS HOURS). 4) REEBROKER GROUP. REAL ESTATE AGENT. OCEANSIDE, CA. SALES OF REAL ESTATE OR REFERRAL TO OTHER AGENTS. NOT INVESTMENT RELATED. STARTED 03/09. 1-5 HOURS/MONTH (1-5 DURING BUSINESS HOURS). 5) FACTOR FOUR, LLC. MANAGING MEMBER. PASADENA, CA. RESPONSIBLE FOR THE OVERSIGHT OF THE COMPANY WHICH IS A HOLDING COMPANY FOR CERTAIN DIGITAL ASSETS/BRANDS THAT MAY BE DEPLOYED OR SOLD IN THE FUTURE. NOT INVESTMENT RELATED. STARTED 05/17. 1-5 HOURS/MONTH (1-5 DURING BUSINESS HOURS).
CRS (Client Relationship Summary) - RIA
Click below to view Richard Charles Eddy JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 20, 2018 - Present
CREATIVEONE WEALTH, LLC
Office #1: 21 Miller Alley, Suite 210, Pasadena, CA 91103Office #2: 2120 Foothill Blvd Suite 203, La Verne, CA 91750RIA
CRD#: 281213
PASADENA, CA
Past
August 13, 2010 - August 22, 2018
CONA INVESTMENT ADVISORS, LLC
RIA
CRD#: 154483
LA VERNE, CA
Past
December 17, 2007 - January 6, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
LA VERNE, CA
Past
December 17, 2007 - January 6, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
LA VERNE, CA
Past
January 30, 2006 - December 14, 2007
HBW SECURITIES LLC
BD
CRD#: 136959
SIMI VALLEY, CA
Past
September 2, 2005 - December 31, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
LA VERNE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC
CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - (9/25/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/20/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
CW
CREATIVEONE WEALTH, LLC
C1W | LA LOMA FINANCIAL SERVICES | CREATIVEONE WEALTH, LLC | COVENTRY WEALTH ADVISORS | CHANGEPATH, LLC | CHANGEPATH | CHANGE PATH LLC
CRD#: 281213 / SEC#: 801-106677
RIA
Registered Investment Advisory firm - (9/25/2015 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6330 Sprint Pkwy Suite 400, Overland Park, KS 66211
Mailing Address
Phone number
(913) 402-7897
Established
Firm type
Fiscal year end
# of Employees
217
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,437 |
| AUM (Assets Under Management) | $ 4,828,907,475 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
