Geoffrey G. Russell

PINNACLE FAMILY ADVISORS

Springfield, MO 65807

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CRD#: 4962089

Professional summary

Geoffrey Gene Russell is a registered financial advisor currently at PINNACLE FAMILY ADVISORS, LLC located in Springfield, Missouri and PURSHE KAPLAN STERLING INVESTMENTS located in Springfield, Missouri.

Geoffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Geoffrey has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PINNACLE FAMILY ADVISORS, LLC; INVESTMENT RELATED; 620 W. Republic Road, Suite 104, Springfield, MO 65807; RIA; IAR; START DATE: 07/2012; 120 HRS/MO; FEE BASED INVESTMENT ADVICE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Gene Russell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2012 - Present

PINNACLE FAMILY ADVISORS, LLC

Office #1: 620 W. Republic Road Suite 104, Springfield, MO 65807

RIA

CRD#: 145628

Springfield, MO

Current

July 17, 2012 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 620 W. Republic Road Suite 104, Springfield, MO 65807

CRD#: 35747

Springfield, MO

Past

May 4, 2011 - July 13, 2012

SMITH, MOORE & CO.

RIA

CRD#: 3441

SPRINGFIELD, MO

Past

February 4, 2011 - July 13, 2012

SMITH, MOORE & CO.

CRD#: 3441

SPRINGFIELD, MO

Past

July 20, 2005 - February 7, 2011

EDWARD JONES

CRD#: 250

SPRINGFIELD, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE FAMILY ADVISORS, LLC

PINNACLE ASSET MANAGEMENT | PINNACLE TACTICAL FUNDS | PINNACLE SHERMAN FUNDS | PINNACLE FAMILY ADVISORS, LLC

CRD#: 145628 / SEC#: 801-78013

RIA

Registered Investment Advisory firm - (5/14/2013 Approved)

Missouri

Registered Investment Advisory firm - (5/15/2013 Terminated)

Texas

Registered Investment Advisory firm - (5/15/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(9/25/2020)

Missouri
(7/17/2012)

IAR

Missouri
(8/16/2012)

North Carolina
(2/5/2013)

Tennessee
(10/11/2013)

Texas
(3/2/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/3/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/22/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PINNACLE FAMILY ADVISORS, LLC

PINNACLE ASSET MANAGEMENT | PINNACLE TACTICAL FUNDS | PINNACLE SHERMAN FUNDS | PINNACLE FAMILY ADVISORS, LLC

CRD#: 145628 / SEC#: 801-78013

RIA

Registered Investment Advisory firm - (5/14/2013 Approved)

Missouri

Registered Investment Advisory firm - (5/15/2013 Terminated)

Texas

Registered Investment Advisory firm - (5/15/2013 Terminated)

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Contact information

Main Address

620 W. Republic Road Suite 104, Springfield, MO 65807

Mailing Address

Phone number

(417) 886-6590

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PINNACLE FAMILY ADVISORS, LLC ADV BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,876
AUM (Assets Under Management)	$ 341,342,744

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/16/2025	Cover Page	Report
01/26/2024	Cover Page	Report
01/25/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Geoffrey G. Russell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Gene Russell's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

SMITH, MOORE & CO.

SMITH, MOORE & CO.

EDWARD JONES

Primary Firm SEC Registration

PINNACLE FAMILY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/3/2011

Series 63

Date: 7/22/2005

SIE

Date: 10/1/2018

Series 7

Date: 7/18/2005

FINRA

Current Firm

PINNACLE FAMILY ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PINNACLE FAMILY ADVISORS, LLC

TRUST BUT VERIFY

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