Donovan Conrad Gray
Professional Summary
Donovan Conrad Gray is a registered financial advisor currently at CASEY SECURITIES LLC located in Greenbrae, California. Donovan is registered as a RR (Registered Representative) and started their career in finance in 2005. Donovan has worked at 1 firm and has passed the Series 63, Series 57TO, SIE, Series 7, Series 45, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
CASEY SECURITIES LLC | RFA SECURITIES | CASEY SECURITIES, LLC | CASEY SECURITIES, INC.
Contact Information
Main Address
300 Drakes Landing Road Building 300a - Suite 110, Greenbrae, CA 94904Mailing Address
300 Drakes Landing Road Building 300a - Suite 110, Greenbrae, CA 94904Phone Number
(415) 954-5579Established
Delaware since 01/01/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/13/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 45 — PCX Floor Broker Exam
Passed Nov 2005SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Donovan Conrad Gray's CRS (Customer Relationship Summary).
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