Donovan C. Gray
Professional summary
Donovan Conrad Gray is a registered financial professional currently at CASEY SECURITIES LLC located in Greenbrae, California.
Donovan is registered as a RR (Registered Representative) and started their career in finance in 2005. Donovan has worked at 1 firm and has passed the Series 63, Series 57TO, SIE, Series 7, Series 45, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donovan Conrad Gray's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2024 - Present
CASEY SECURITIES LLC
Office #1: 100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904Office #2: 100 Drakes Landing Road Building 100a - 2nd Floor, Greenbrae, CA 94904May 13, 2005 - January 2, 2024
CASEY SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 45
Date: 11/7/2005
PCX Floor Broker ExamBOX Exchange LLC
FINRA
Current Firm
CASEY SECURITIES LLC
CRD#: 35230 / SEC#: , 8-21205
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CASEY SECURITIES LLC
CRD#: 35230Greenbrae, CA 94904TRUST BUT VERIFY
Monitor Donovan Gray
Get automatic monthly alerts on:
