Christopher R. Ellis
Professional summary
Christopher R Ellis, who also goes by Chris R Ellis, Chris Ellis, Christopher R. Ellis, is a registered financial professional currently at FS INVESTMENT SOLUTIONS, LLC located in Philadelphia, Pennsylvania and FEF DISTRIBUTORS, LLC located in Sausalito, California.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher R Ellis's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2022 - Present
FS INVESTMENT SOLUTIONS, LLC
Office #1: 201 Rouse Boulevard, Philadelphia, PA 19112August 19, 2025 - Present
FEF DISTRIBUTORS, LLC
April 30, 2021 - July 25, 2022
EMERSON EQUITY LLC
October 26, 2017 - February 23, 2021
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
May 28, 2014 - October 10, 2017
CHARLES SCHWAB & CO., INC.
October 30, 2009 - May 27, 2014
GOLDMAN SACHS & CO. LLC
August 4, 2006 - October 13, 2009
DWS DISTRIBUTORS, INC.
June 14, 2005 - June 8, 2006
VALIC FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2024)
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Exams
FINRA
Current Firm
FEF DISTRIBUTORS, LLC
CRD#: 46585 / SEC#: , 8-51483
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | MANAGING MEMBER | 108260 |
| BRUNO, ROBERT | MANAGER | 2102844 |
| CARULLO, MODESTINO VITO | CHIEF COMPLIANCE OFFICER | 1528768 |
| CONSTANTINO, MICHAEL | MANAGER | 2932606 |
| FONG, CHUN WAI | CHIEF FINANCIAL OFFICER AND FINOP | 4944446 |
| OCONNOR, DAVID | GENERAL COUNSEL AND MANAGER | 5077118 |
| RICCIO, FRANK JOSEPH | PRESIDENT AND MANAGER | 4271374 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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