Ryan E. Ferrin

FROST INVESTMENT SERVICES

HOUSTON, TX 77070

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CRD#: 4959515

Professional summary

Ryan Edward Ferrin, AIF®, CFP® is a registered financial advisor currently at FROST INVESTMENT SERVICES located in Houston, Texas and FROST BROKERAGE SERVICES, INC. located in Houston, Texas.

Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Ryan has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Uber; Not investment related; 1725 Third Street, San Francisco, CA 94158; Rideshare; Part-Time Driver; Started 5/2024; Approx. 80hrs/mo; Not during trading hrs; Rideshare driver on the weekends.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Edward Ferrin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

February 21, 2024 - Present

FROST INVESTMENT SERVICES

Office #1: 10420 Louetta Rd Ste 120, Houston, TX 77070

RIA

CRD#: 286129

HOUSTON, TX

Current

February 21, 2024 - Present

FROST BROKERAGE SERVICES, INC.

Office #1: 10420 Louetta Rd Ste 120, Houston, TX 77070

CRD#: 17465

Houston, TX

Past

July 23, 2014 - February 6, 2024

SYMPHONY FINANCIAL, LTD. CO.

RIA

CRD#: 171816

TOMBALL, TX

Past

February 26, 2008 - October 28, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

TOMBALL, TX

Past

March 2, 2007 - February 20, 2024

LPL FINANCIAL LLC

CRD#: 6413

TOMBALL, TX

Past

January 5, 2007 - February 13, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

HOUSTON, TX

Past

January 5, 2007 - February 13, 2007

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

HOUSTON, TX

Past

June 21, 2005 - December 31, 2006

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FROST INVESTMENT SERVICES

FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC

CRD#: 286129 / SEC#: 801-108754

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Colorado
(6/6/2024)

IAR

Louisiana
(6/26/2024)

Texas
(2/21/2024)

IAR

Texas
(2/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/22/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/1/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/20/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FROST INVESTMENT SERVICES

FROST INVESTMENT SERVICES | FROST INVESTMENT SERVICES, LLC

CRD#: 286129 / SEC#: 801-108754

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

111 West Houston Street, San Antonio, TX 78205

Mailing Address

Po Box 2538, San Antonio, TX 78299

Phone number

(210) 220-5000

Established

Firm type

Fiscal year end

# of Employees

177

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIS FORM ADV PART 2A 2025 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	3,179
AUM (Assets Under Management)	$ 2,976,654,932

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/10/2024	Cover Page	Report
11/27/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan E. Ferrin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Edward Ferrin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FROST BROKERAGE SERVICES, INC.

SYMPHONY FINANCIAL, LTD. CO.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

1ST GLOBAL CAPITAL CORP.

Primary Firm SEC Registration

FROST INVESTMENT SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 2/22/2008

Series 63

Date: 9/8/2005

SIE

Date: 10/1/2018

Series 7

Date: 3/1/2006

Series 6

Date: 6/20/2005

FINRA

Current Firm

FROST INVESTMENT SERVICES

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FROST INVESTMENT SERVICES

TRUST BUT VERIFY

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