MD
Mark R. Dormire
KESTRA ADVISORY SERVICES
Chesterfield, MO 63017
Some features on this profile are disabled
CRD#: 4959390
MD
Professional summary
Mark Richard Dormire, who also goes by Mark Dormire, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Chesterfield, Missouri and KESTRA INVESTMENT SERVICES, LLC located in Chesterfield, Missouri.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Mark has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Dormire
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: TUTSCHULTE FINANCIAL PLANNING POSITION: Registered Representative NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/27/2023 ADDRESS: 15455 Conway Rd, STE 350, Chesterfield MO 63017 DESCRIPTION: Owner/Officer/Producer Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/27/2023 ADDRESS: 5707 Southwest Parkway, Building 2, STE 400, Austin TX 78735 DESCRIPTION: IAR Business Name: TUTSCHULTE FINANCIAL PLANNING POSITION: agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/15/2023 ADDRESS: 15455 Conway Rd, STE 350, Chesterfield MO 63017 DESCRIPTION: Educate clients on different fixed insurance protection strategies and sell them the appropriate fixed insurance product to fit the need.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Richard Dormire's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 27, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 15455 Conway Rd Ste 350, Chesterfield, MO 63017RIA
CRD#: 283330
Chesterfield, MO
Current
November 27, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 15455 Conway Road Suite 350, Chesterfield, MO 63017BD
CRD#: 42046
Chesterfield, MO
Past
November 10, 2006 - December 3, 2023
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
CHESTERFIELD, MO
Past
June 9, 2005 - December 3, 2023
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
CHESTERFIELD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/27/2023)
RR
Alaska(11/27/2023)
RR
Colorado(11/27/2023)
RR
Florida(11/27/2023)
RR
Georgia(11/27/2023)
RR
Illinois(11/27/2023)
RR
Indiana(1/25/2024)
RR
Iowa(11/27/2023)
RR
Kansas(11/27/2023)
RR
Kentucky(11/27/2023)
RR
Louisiana(11/27/2023)
RR
Michigan(11/27/2023)
RR
Mississippi(11/27/2023)
RR
Missouri(11/27/2023)
IAR
Missouri(11/27/2023)
RR
Nebraska(11/27/2023)
RR
New Mexico(11/27/2023)
RR
North Carolina(12/5/2023)
RR
Ohio(11/27/2023)
RR
Oklahoma(11/27/2023)
RR
Oregon(11/27/2023)
RR
South Carolina(11/27/2023)
RR
Tennessee(11/27/2023)
RR
Texas(11/27/2023)
IAR
Texas(11/27/2023)
RR
Virginia(2/4/2025)
RR
Washington(11/27/2023)
RR
West Virginia(11/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Chesterfield, MO 63017TRUST BUT VERIFY
Monitor Mark Dormire
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
