Richard C. Robbins
OAKWELL PRIVATE WEALTH MANAGEMENT
New Braunfels, TX 78130
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CRD#: 4959196
Professional summary
Richard Clay Robbins, CFP® is a registered financial advisor currently at OAKWELL PRIVATE WEALTH MANAGEMENT located in New Braunfels, Texas.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Richard has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Robbins Financial Coordinating Services, Inc. Investment Related. 2546 Otter Way, New Braunfels, TX 78132. It is for Tax Reporting Only. All my Revenue Flows into here for Tax Reporting. I do no Securities Business Under this Name. President/Owner. 06/2007. 4 Hrs/Mo; 1 Hr During Trading Hours. I am the President and only Shareholder. This Company is for Tax Reporting Only. 2. Circle R Properties. Not Investment Related. 2546 Otter Way, New Braunfels, TX 78132. This Company Holds Rental Property. Member/Manager. 12/2016. 2 Hrs/Mo; 0 During Trading Hours. I Own Rental Houses through this Company. 3. Legacy CFO, LLC. Not Investment Related. 2546 Otter Way, New Braunfels, TX 78132. I Hold Fixed and Indexed Insurance and Annuity Contracts through this Business. Manager. 11/2016. 15 Hrs/Mo; 3 Hrs During Trading Hours. I am the Manager of this Company. I am Responsible for Obtaining Insurance Licenses and Appointments. I am Responsible for Paying the Bills of the Company. 4. Oakwell Private Wealth, LLC. Investment Related. See Registered Branch Office Location. Fee Based Business. IAR & Partner. 04/2017. 100 Hrs/Mo; 6 Hrs/Day During Trading Hours. Financial Planning and Investment Advise.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Clay Robbins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
March 29, 2017 - Present
OAKWELL PRIVATE WEALTH MANAGEMENT
Office #1: 1619 E. Common St Suite 1101, New Braunfels, TX 78130RIA
CRD#: 162096
New Braunfels, TX
Past
April 12, 2017 - June 9, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
New Braunfels, TX
Past
September 8, 2009 - April 11, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
NEW BRAUNFELS, TX
Past
October 16, 2008 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
SAN ANTONIO, TX
Past
May 8, 2007 - March 28, 2017
STRATEGIC FINANCIAL CONCEPTS, LLC
RIA
CRD#: 141849
SAN ANTONIO, TX
Past
November 8, 2005 - October 21, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OP
OAKWELL PRIVATE WEALTH MANAGEMENT
ARK FINANCIAL GROUP | THE BELLWETHER GROUP, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT | BELLWETHER WEALTH MANAGEMENT
CRD#: 162096 / SEC#: 801-110263
RIA
Registered Investment Advisory firm - (4/5/2017 Approved)Texas
Registered Investment Advisory firm - (11/3/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/29/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OP
OAKWELL PRIVATE WEALTH MANAGEMENT
ARK FINANCIAL GROUP | THE BELLWETHER GROUP, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT | BELLWETHER WEALTH MANAGEMENT
CRD#: 162096 / SEC#: 801-110263
RIA
Registered Investment Advisory firm - (4/5/2017 Approved)Texas
Registered Investment Advisory firm - (11/3/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3200 Steck Ave Suite 200, Austin, TX 78757
Mailing Address
Phone number
1-800-55OAKWELL
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 902 |
| AUM (Assets Under Management) | $ 461,933,416 |
Red Flags
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