Todd E. Sult

ASSETMARK

Sarasota, FL

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CRD#: 4958475

Professional summary

Todd Eugene Sult, who also goes by Todd Sult, is a registered financial advisor currently at ASSETMARK, INC. located in Sarasota, Florida and ASSETMARK BROKERAGE, LLC located in Concord, California.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Todd has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Sult

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 10/2019 - 160 HRS / MONTHLY, SALES CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Eugene Sult's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2019 - Present

ASSETMARK, INC.

RIA

CRD#: 109018

Sarasota, FL

Current

October 25, 2019 - Present

ASSETMARK BROKERAGE, LLC

Office #1: 1655 Grant Street 10th Floor, Concord, CA, 94520

CRD#: 169804

Concord, CA

Past

April 12, 2019 - September 27, 2019

FIRST PALLADIUM, LLC

CRD#: 289822

FORT WAYNE, IN

Past

May 2, 2017 - February 26, 2018

RUSSELL INVESTMENTS

RIA

CRD#: 105734

MILWAUKEE, WI

Past

May 2, 2017 - February 26, 2018

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

MILWAUKEE, WI

Past

July 19, 2016 - October 12, 2016

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

FORT WAYNE, IN

Past

July 18, 2016 - October 12, 2016

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

FORT WAYNE, IN

Past

October 9, 2015 - June 23, 2016

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

May 5, 2014 - September 15, 2015

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

FRANKLIN, TN

Past

February 9, 2011 - May 2, 2014

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

FRANKLIN, TN

Past

January 21, 2011 - September 15, 2015

CURIAN CLEARING, LLC

CRD#: 132938

DENVER, CO

Past

March 9, 2010 - October 12, 2010

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

DULUTH, GA

Past

March 8, 2010 - October 12, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

DULUTH, GA

Past

December 20, 2007 - March 2, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DULUTH, GA

Past

December 20, 2007 - March 2, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DULUTH, GA

Past

January 17, 2007 - December 18, 2007

J.P. MORGAN INVESTMENT MANAGEMENT INC.

RIA

CRD#: 107038

NEW YORK, NY

Past

November 6, 2006 - September 6, 2007

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

COLUMBUS, OH

Past

July 27, 2006 - November 28, 2006

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

FORT WAYNE, IN

Past

July 6, 2005 - November 28, 2006

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

FORT WAYNE, IN

Past

June 2, 2005 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSETMARK, INC.

CRD#: 109018 / SEC#: 801-56323

RIA

Registered Investment Advisory firm - (3/8/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/15/2019)

IAR

Florida
(6/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/10/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/1/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ASSETMARK, INC.

CRD#: 109018 / SEC#: 801-56323

RIA

Registered Investment Advisory firm - (3/8/1999 Approved)

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Contact information

Main Address

1655 Grant Street 10th Floor, Concord, CA 94520-2445

Mailing Address

Phone number

(800) 664-5345

Established

Firm type

Fiscal year end

# of Employees

735

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSETMARK RETIREMENT DISCLOSURE BROCHURE (11/17/2025)

REFERRAL DISCLOSURE BROCHURE (11/17/2025)

PLATFORM DISCLOSURE BROCHURE (11/17/2025)

BANK AND TRUST COMPANY PLATFORM DISCLOSURE BROCHURE (11/17/2025)

ASSETMARK, INC. PART 2A (11/17/2025)

EFFICIENT EDGE RETIREREADY DISCLOSURE BROCHURE (3/26/2025)

EFFICIENT EDGE DISCLOSURE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	410,749
AUM (Assets Under Management)	$ 77,412,781,198

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/29/2025	Cover Page	Report
12/19/2024	Cover Page	Report
08/23/2024	Cover Page	Report
12/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd E. Sult

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Eugene Sult's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSETMARK BROKERAGE, LLC

FIRST PALLADIUM, LLC

RUSSELL INVESTMENTS

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CURIAN CAPITAL, LLC

CURIAN CAPITAL, LLC

CURIAN CLEARING, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

J.P. MORGAN INVESTMENT MANAGEMENT INC.

JPMORGAN DISTRIBUTION SERVICES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

ASSETMARK, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/2006

Series 63

Date: 6/10/2005

SIE

Date: 2/26/2018

Series 7

Date: 5/15/2006

Series 6

Date: 6/1/2005

FINRA

Current Firm

ASSETMARK, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASSETMARK, INC.

TRUST BUT VERIFY

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