Scott J. Drown

REGENCY WEALTH MANAGEMENT

RAMSEY, NJ 07446

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CRD#: 4958465

Professional summary

Scott J Drown, CIMA®, who also goes by Scott Joseph Drown, is a registered financial advisor currently at REGENCY WEALTH MANAGEMENT located in Ramsey, New Jersey.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Scott has worked at 6 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Scott Joseph Drown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott J Drown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 28, 2026 - Present

REGENCY WEALTH MANAGEMENT

Office #1: 500 North Franklin Turnpike Suite 212, Ramsey, NJ 07446

RIA

CRD#: 131208

RAMSEY, NJ

Past

October 2, 2023 - July 18, 2024

BEACON POINTE ADVISORS, LLC

RIA

CRD#: 119290

NEWPORT BEACH, CA

Past

July 27, 2022 - August 21, 2023

ONEPOINT BFG WEALTH PARTNERS

RIA

CRD#: 318366

FAIRFIELD, NJ

Past

April 29, 2019 - April 27, 2020

BEACON POINTE WEALTH ADVISORS, LLC

RIA

CRD#: 151328

Summit, NJ

Past

April 29, 2019 - May 27, 2022

BEACON POINTE ADVISORS, LLC

RIA

CRD#: 119290

Summitt, NJ

Past

March 18, 2011 - May 7, 2019

HELLER WEALTH ADVISORS, LLC.

RIA

CRD#: 153730

SUMMIT, NJ

Past

August 23, 2005 - March 22, 2011

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

ROSELAND, NJ

Past

July 27, 2005 - March 22, 2011

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

ROSELAND, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REGENCY WEALTH MANAGEMENT

HUDSON CAPITAL MANAGEMENT LLC | REGENCY WEALTH MANAGEMENT

CRD#: 131208 / SEC#: 801-72134

RIA

Registered Investment Advisory firm - (1/21/2011 Approved)

New Jersey

Registered Investment Advisory firm - (2/9/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/28/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/22/2005

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/19/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 5/19/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/2005

General Securities Representative Examination

Current Firm

REGENCY WEALTH MANAGEMENT

HUDSON CAPITAL MANAGEMENT LLC | REGENCY WEALTH MANAGEMENT

CRD#: 131208 / SEC#: 801-72134

RIA

Registered Investment Advisory firm - (1/21/2011 Approved)

New Jersey

Registered Investment Advisory firm - (2/9/2011 Terminated)

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Contact information

Main Address

500 North Franklin Turnpike Suite 212, Ramsey, NJ 07446

Mailing Address

Phone number

(201) 447-5850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE REGENCY WEALTH MANAGEMENT 2026-03-16 (3/17/2026)

Regulatory assets under management

Total Number of Accounts	1,257
AUM (Assets Under Management)	$ 642,604,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott J. Drown

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott J Drown's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEACON POINTE ADVISORS, LLC

ONEPOINT BFG WEALTH PARTNERS

BEACON POINTE WEALTH ADVISORS, LLC

BEACON POINTE ADVISORS, LLC

HELLER WEALTH ADVISORS, LLC.

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

REGENCY WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 8/22/2005

Series 65

Date: 4/19/2001

SIE

Date: 5/19/2025

Series 7

Date: 7/19/2005

Current Firm

REGENCY WEALTH MANAGEMENT

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REGENCY WEALTH MANAGEMENT

TRUST BUT VERIFY

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