JZ
Jason E. Zehr
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
Boone, IA
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CRD#: 4957421
JZ
Professional summary
Jason E Zehr, who also goes by Jake Zehr, Jason E. Zehr, is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Boone, Iowa.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Jason has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jake Zehr | Jason E. Zehr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) TRINITY LUTHERAN CHURCH POSITION: Vice President of Congregation and Chair of Stewardship Board NATURE: Christian Based services and education INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 712 12th St, Boone IA 50036, United States DESCRIPTION: Preside over Quarterly Voters Meetings and Parish Planning Meetings when the President is not available. (2) TRINITY LUTHERAN CHURCH AND SCHOOL POSITION: Trust Committee Board Member. NATURE: Christian worship and Christian founded education and outreach to the local community. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 712 12th St, Boone IA 50036, United States DESCRIPTION: I have been asked to serve on the Trust Committee. This committee works with The Lutheran Church Missouri Synod (LCMS) Foundation (our hired fiduciary) to oversee the Church and School investments and endowment funds. This committee votes on investment policies for the various accounts and determines when and how to pull income to assist with the financial obligations of the church and school. I will be serving as a voting board member but not as the chair. I will not have checking signing authority or any authority to withdraw funds.
CRS (Client Relationship Summary) - RIA
Click below to view Jason E Zehr's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason E Zehr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2008 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #2: 2713 Stange Road, Suite 105, Ames, IA 50010RIA
BD
CRD#: 20472
Boone, IA
Current
February 16, 2007 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 2713 Stange Road, Suite 105, Ames, IA 50010RIA
BD
CRD#: 20472
Ames, IA
Past
August 12, 2006 - January 30, 2007
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
AMES, IA
Past
August 12, 2006 - January 30, 2007
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
AMES, IA
Past
July 26, 2005 - August 12, 2006
PIPER SANDLER & CO.
RIA
CRD#: 665
AMES, IA
Past
June 27, 2005 - August 12, 2006
PIPER SANDLER & CO.
BD
CRD#: 665
AMES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/4/2022)
IAR
Alabama(8/26/2025)
RR
Arizona(1/2/2020)
RR
California(1/16/2018)
RR
Colorado(12/2/2019)
RR
District of Columbia(3/21/2023)
RR
Florida(10/3/2014)
RR
Hawaii(5/30/2019)
RR
Illinois(10/11/2019)
RR
Iowa(2/16/2007)
IAR
Iowa(3/7/2008)
RR
Kansas(11/18/2019)
RR
Louisiana(1/8/2019)
RR
Maine(8/9/2017)
RR
Maryland(8/24/2022)
RR
Massachusetts(4/26/2023)
RR
Michigan(11/27/2023)
RR
Minnesota(2/1/2018)
RR
Missouri(1/11/2021)
RR
Nebraska(1/6/2025)
RR
New Mexico(8/21/2020)
RR
New York(1/25/2022)
RR
North Carolina(1/12/2022)
RR
Ohio(2/19/2021)
RR
Oklahoma(3/14/2022)
RR
Oregon(5/11/2022)
RR
Pennsylvania(9/3/2020)
RR
South Carolina(1/16/2018)
RR
South Dakota(4/11/2017)
RR
Tennessee(11/16/2023)
RR
Texas(1/16/2018)
IAR
Texas(8/26/2025)
RR
Utah(4/28/2017)
RR
Washington(6/24/2019)
RR
Wisconsin(1/11/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,319
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
