Mark A. Bernegger
Professional summary
Mark Angelo Bernegger is a registered financial professional currently at BCW SECURITIES LLC located in Westport, Connecticut.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2007. Mark has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Angelo Bernegger's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2008 - Present
BCW SECURITIES LLC
Office #1: 55 Post Road West, Suite 200, Westport, CT 06880Office #2: 55 Post Road West, Suite 200, Westport, CT 06880February 23, 2007 - August 6, 2007
SUMMIT CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/21/2022)
(2/15/2008)
(5/21/2012)
(1/29/2016)
(11/6/2015)
(2/4/2016)
(2/20/2008)
(12/5/2022)
(12/21/2022)
(1/13/2016)
(11/5/2018)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BCW SECURITIES LLC
CRD#: 144930 / SEC#: , 8-67685
Contact information
FINRA licenses (18 States and Territories)
Red Flags
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Company Information
BCW SECURITIES LLC
CRD#: 144930Westport, CT 06880TRUST BUT VERIFY
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