AR
Amanda A. Rembert
STIFEL, NICOLAUS & COMPANY
MAIDEN, NC
Some features on this profile are disabled
CRD#: 4956666
AR
Professional summary
Amanda Abernethy Rembert, who also goes by Amanda A Rembert, Amanda Abernethy Rembert, Amanda Rembert, Mandy Rembert, is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Maiden, North Carolina and BENJAMIN F. EDWARDS & COMPANY, INC. located in Hickory, North Carolina.
Amanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Amanda has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amanda A Rembert | Amanda Abernethy Rembert | Amanda Rembert | Mandy Rembert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RENTAL PROPERTY, INV RELATED, NEWLAND, NC, 50% OWNERSHIP, START 9/12/2007, 12 HOURS PER MONTH, ZERO DURING TRADING, UPKEEP; COLLECT RENT. 2. Eastern Catawba Cooperative Christian Ministry; 245 East N. Newton NC 28658; Charitable works; Board Member; Board members are asked to serve a three year term. We will assist the staff in fundraising events; 01/01/2024; 4.00hrs/month; Not during securities trading hours; Not Investment-Related 3. Rental Property; 3466 Hickory Nut Gap Rd, Newland, NC 28657; Co-Owner; 08/01/2001; 0 Hours per Day; Not During Securities Trading Hours; Investment Related. 4. Rental Property; 35 E Main Street, Maiden, NC 28601; Co-Owner; 03/19/2020; 1 Hours per Week; Not During Securities Trading Hours; Investment Related. 5. Rental Property; 1005 E Main Street, Maiden, NC 28650; Co-Owner; 03/19/2020; 1 Hours per Week; Not During Securities Trading Hours; Investment Related. 6. Rembert Properties LLC; 39 E Main Street, Maiden, NC 28650; Rental Property; Member; Own rental property with spouse; 08/01/2020; 2hrs/Week; Not During Securities Trading Hours; Investment Related. 7. Rental Property; 917 Balsam Drive, Newland, NC 28657; Co-Owner; 06/27/2022; 0 Hours per Day; Not During Securities Trading Hours; Investment Related. 8. Rental Property; 125 Durham Street, Holden Beach, NC 28462; Co-Owner; 04/01/2022; 0 Hours per Day; Not During Securities Trading Hours; Investment Related. 9. Rental Property; 306 N Main Ave, Maiden, NC 28601; Co-Owner; 2/1/2023; 2 Hours per Month; Not During Securities Trading Hours; Investment Related. 10. Ashure Ministry; 245 East N. Newton NC 28658; Charitable works; Board Member; Board members are asked to serve a three year term. We will assist the staff in fundraising events; 01/01/2024; 4.00hrs/month; Not during securities trading hours; Not Investment-Related 11. Merriments, LLC; 35 E Main Street Maiden, NC 28650; Small event space rental; Owner/Manager; The building is owned by Rembert Properties, LLC, and would be rented out for small parties and gatherings; 05/01/2025; 2 hrs/day; Not during securities trading hours; Investment-Related
CRS (Client Relationship Summary) - RIA
Click below to view Amanda Abernethy Rembert's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Amanda Abernethy Rembert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #2: 406 Third Avenue Nw, Hickory, NC 28601RIA
BD
CRD#: 793
MAIDEN, NC
Current
October 16, 2025 - Present
BENJAMIN F. EDWARDS & COMPANY, INC.
Office #1: 200 1st Avenue Nw Suite 201, Hickory, NC 28601RIA
BD
CRD#: 146936
Hickory, NC
Current
September 1, 2022 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 406 Third Avenue Nw, Hickory, NC 28601RIA
BD
CRD#: 793
Hickory, NC
Current
October 16, 2025 - Present
BENJAMIN F. EDWARDS & COMPANY, INC.
Office #1: 200 1st Avenue Nw Suite 201, Hickory, NC 28601RIA
BD
CRD#: 146936
Hickory, NC
Past
January 1, 2008 - September 1, 2010
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
HICKORY, NC
Past
January 1, 2008 - September 1, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
HICKORY, NC
Past
December 20, 2007 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
HICKORY, NC
Past
October 26, 2007 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
HICKORY, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/22/2023)
RR
Arizona(8/22/2023)
RR
California(3/17/2025)
RR
Colorado(8/22/2023)
RR
Connecticut(8/22/2023)
RR
Florida(8/22/2023)
RR
Georgia(8/22/2023)
RR
Indiana(8/22/2023)
RR
Kentucky(8/23/2023)
RR
Maryland(8/22/2023)
RR
Massachusetts(4/17/2025)
RR
Mississippi(8/22/2023)
RR
Missouri(8/22/2023)
RR
New Jersey(8/22/2023)
RR
North Carolina(6/29/2023)
IAR
North Carolina(6/29/2023)
RR
Oklahoma(8/22/2023)
RR
South Carolina(8/22/2023)
RR
Virginia(8/22/2023)
RR
West Virginia(8/22/2023)
RR
Wisconsin(8/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/1/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
