WA
William J. Averill
ARISTOTLE CAPITAL MANAGEMENT
Los Angeles, CA 90025-0449
Some features on this profile are disabled
CRD#: 4956291
WA
Professional summary
William J. Averill is a registered financial advisor currently at ARISTOTLE CAPITAL MANAGEMENT, LLC located in Los Angeles, California and FORESIDE FINANCIAL SERVICES, LLC located in Boston, Massachusetts.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. William has worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ARISTOTLE CAPITAL MANAGEMENT, LLC, LOS ANGELES, CA, INVESTMENT RELATED, MANAGING DIRECTOR, STARTED 6/1/15, 160HR PER MONTH, ALL DURING TRADING HOURS. 2) SOUTH BOSTON BOYS AND GIRLS CLUB, BOSTON MA, NOT INVESTMENT RELATED, ADVISORY BOARD MEMBER, 1 HOUR PER MONTH, NONE DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view William J. Averill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2015 - Present
ARISTOTLE CAPITAL MANAGEMENT, LLC
Office #1: 11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449RIA
CRD#: 109876
Los Angeles, CA
Current
October 20, 2023 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 1 Federal Street 36th Floor, Boston, MA 02110BD
CRD#: 148477
Boston, MA
Past
August 5, 2015 - October 24, 2023
IMST DISTRIBUTORS, LLC
BD
CRD#: 130745
Boston, MA
Past
November 15, 2005 - May 21, 2015
LOOMIS SAYLES DISTRIBUTORS, L.P.
BD
CRD#: 41795
BOSTON, MA
Past
May 19, 2005 - May 21, 2015
LOOMIS, SAYLES & COMPANY, L.P.
RIA
CRD#: 105377
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ARISTOTLE CAPITAL MANAGEMENT, LLC
ARISTOTLE | REED CONNER & BIRDWELL LLC | REED CONNER & BIRDWELL | ARISTOTLE CAPITAL MANAGEMENT, LLC
CRD#: 109876 / SEC#: 801-60014
RIA
Registered Investment Advisory firm - (2/8/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/24/2023)
RR
Arkansas(10/24/2023)
RR
Connecticut(10/24/2023)
RR
Delaware(10/24/2023)
RR
District of Columbia(10/24/2023)
RR
Florida(10/24/2023)
RR
Georgia(10/24/2023)
RR
Illinois(10/24/2023)
RR
Indiana(10/24/2023)
RR
Iowa(10/24/2023)
RR
Kansas(10/24/2023)
RR
Kentucky(10/24/2023)
RR
Louisiana(10/24/2023)
RR
Maine(10/24/2023)
RR
Maryland(10/24/2023)
IAR
Massachusetts(10/26/2015)
RR
Massachusetts(10/24/2023)
RR
Michigan(10/24/2023)
RR
Minnesota(10/24/2023)
RR
Mississippi(10/24/2023)
RR
Missouri(10/24/2023)
RR
New Hampshire(10/24/2023)
RR
New Jersey(10/24/2023)
RR
New York(10/24/2023)
RR
North Carolina(10/24/2023)
RR
Ohio(10/25/2023)
RR
Oklahoma(10/24/2023)
RR
Pennsylvania(10/24/2023)
RR
Rhode Island(10/24/2023)
RR
South Carolina(10/24/2023)
RR
Vermont(10/24/2023)
RR
Virginia(10/24/2023)
RR
West Virginia(10/24/2023)
RR
Wisconsin(10/24/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ARISTOTLE CAPITAL MANAGEMENT, LLC
ARISTOTLE | REED CONNER & BIRDWELL LLC | REED CONNER & BIRDWELL | ARISTOTLE CAPITAL MANAGEMENT, LLC
CRD#: 109876 / SEC#: 801-60014
RIA
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Contact information
Main Address
11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449
Mailing Address
Phone number
(310) 478-4005
Established
Firm type
Fiscal year end
# of Employees
156
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,904 |
| AUM (Assets Under Management) | $ 43,833,669,241 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
