NR
Nicholas J. Russell
CETERA INVESTMENT ADVISERS LLC
ORLANDO, FL 32819
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CRD#: 4955951
NR
Professional summary
Nicholas James Russell is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Orlando, Florida and CETERA ADVISORS LLC located in Orlando, Florida.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Nicholas has worked at 4 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.FIXED INSURANCE
2.DBA: SUNRISE WEALTH ADVISORS, CEO, FOUNDING PARTNER, START DATE 11/29, COMMISSIONS, 40-50 HRS/WK, SAME AS OFFICE ADDRESS.
3. SOCIETY FOR FINANCIAL AWARENESS, NOT INVESTMENT RELATED, 3914 MURPHY CANYON ROAD, SAN DIEGO, CA 92123, NON-PROFIT - SEMINARS TO SPREAD FINANCIAL AWARENESS FOR EMPLOYEE, CHURCHES AND OTHER GROUPS, START 4/23/2014, 2-5 HOURS PER WEEK - VARIES DURING TRADING HOURS, MEMBER - PRESENT SEMINARS.
4. MAXWELL MONEY MANAGEMENT, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, ENTITY CREATED FOR BUSINESS EXPENSES, START JUNE 2014, 1 HOUR PER WEEK - VARIES DURING TRADING HOURS, OWNER.
5. CONSULTING SERVICES - BUSINESS VALUATION, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, BUSINESS VALUATION SERVICES, START OCTOBER 2014, 5 HOURS PER WEEK - VARIES DURING TRADING HOURS, CONSULTANT.
6. RENTAL PROPERTY MANAGER, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, MANAGE RENTAL PROPERTY, START OCTOBER 2014, 1 HOUR PER WEEK - NOT DURING TRADING HOURS, MANAGER.
7. SUNRISE WEALTH ADVISORS, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FINANCIAL SEMINARS, STARTED 10/1/15, OWNER, APX 1 HOUR PER WEEK, DURING TRADING HOURS, PRESENT EDUCATIONAL SEMINARS.
8. NAME OF OTHER BUSINESS: ARLINGTON HOPE ENTERPRISES, INC.
INVESTMENT RELATED: NO
ADDRESS: 2035 HOWELL BRANCH ROAD, SUITE 1060. MAITLAND, FL 32751
NATURE OF BUSINESS: NON-PROFIT BIRTHING CENTER
START DATE: APRIL 2016
POSITION/TITLE/RELATIONSHIP: BOARD MEMBER
APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES
BRIEF DESCRIPTION OF DUTIES: COUNSELING ON GENERAL ACTIVITIES OF THE BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas James Russell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6052 Turkey Lake Rd Ste 101, Orlando, FL 32819RIA
CRD#: 105644
ORLANDO, FL
Current
June 22, 2012 - Present
CETERA ADVISORS LLC
Office #1: 6052 Turkey Lake Rd Ste 101, Orlando, FL 32819Office #2: 255 Racetrack Road, Mcdonough, GA 30252BD
CRD#: 10299
Orlando, FL
Past
June 26, 2012 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
November 24, 2009 - July 6, 2012
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
ORLANDO, FL
Past
November 13, 2009 - July 6, 2012
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
ORLANDO, FL
Past
November 10, 2009 - November 10, 2009
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
ORLANDO, FL
Past
September 7, 2005 - November 17, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ORLANDO, FL
Past
August 29, 2005 - November 17, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ORLANDO, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2022)
RR
Alaska(5/19/2023)
RR
Arizona(11/29/2023)
RR
Arkansas(5/8/2023)
RR
California(6/22/2012)
RR
Colorado(1/8/2018)
RR
Florida(6/22/2012)
IAR
Florida(3/26/2024)
RR
Georgia(10/28/2021)
IAR
Georgia(8/29/2024)
RR
Hawaii(7/23/2025)
RR
Illinois(1/4/2022)
RR
Louisiana(1/7/2022)
RR
Massachusetts(4/5/2023)
RR
Minnesota(7/8/2021)
RR
Missouri(5/21/2024)
RR
New Hampshire(9/23/2013)
RR
New Jersey(6/22/2012)
RR
New York(2/13/2021)
RR
North Carolina(12/5/2019)
RR
Ohio(7/12/2023)
RR
Oregon(1/6/2015)
RR
Pennsylvania(1/27/2022)
RR
Puerto Rico(11/1/2024)
RR
Rhode Island(5/3/2023)
RR
South Carolina(6/22/2012)
RR
Tennessee(6/26/2025)
RR
Texas(11/5/2012)
IAR
Texas(3/21/2024)
RR
Utah(6/26/2025)
RR
Virginia(6/22/2012)
RR
Washington(10/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Orlando, FL 32819TRUST BUT VERIFY
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