William S. Eide
Professional summary
William Simmons Eide, who also goes by William Eide, is a registered financial professional currently at ROTHSCHILD & CO US INC. located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2005. William has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 17 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Simmons Eide's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 2025 - Present
ROTHSCHILD & CO US INC.
Office #1: 1251 Avenue Of The Americas, New York, NY 10020June 2, 2022 - February 25, 2025
GUGGENHEIM SECURITIES, LLC
February 18, 2020 - June 30, 2022
HOULIHAN LOKEY CAPITAL, INC.
May 2, 2016 - July 11, 2016
MCCAFFERTY & COMPANY, LLC
January 25, 2011 - June 16, 2015
MACQUARIE CAPITAL (USA) INC.
February 19, 2010 - May 17, 2010
SCI CAPITAL MARKETS LLC
June 24, 2008 - May 7, 2009
HOULIHAN LOKEY CAPITAL, INC.
January 25, 2007 - March 1, 2007
KROLL SECURITIES LLC
May 10, 2006 - December 31, 2006
CHANIN CAPITAL LLC
October 31, 2005 - December 15, 2005
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2025)
(3/3/2025)
Exams
Series 79TO
Date: 5/17/2020
Investment Banking Registered Representative ExaminationSeries 17
Date: 7/27/2005
Limited Registered Representative ExaminationFINRA
Current Firm
ROTHSCHILD & CO US INC.
CRD#: 2910 / SEC#: , 8-13852
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROTHSCHILD & CO NORTH AMERICA INC. | DIRECT SHAREHOLDER | |
| CARROLL, JOHN MURRAY | DIRECTOR | 2605675 |
| FELDMAN, TRACY J | DIRECTOR | 2575503 |
| LONDON, FRANK STEVEN | CHIEF COMPLIANCE OFFICER | 5861920 |
| NEISSA, JAMES MANUEL | DIRECTOR | 2142240 |
| SCHACKERT, CHRISTA MARY | PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, FINANCIAL OPERATIONS PRINCIPAL & CONTROLLER | 4219093 |
| SPELLER, MICHAEL CHARLES | CHIEF EXECUTIVE OFFICER (FOR REGULATORY AND COMPLIANCE PURPOSES), PARTNER AND DIRECTOR | 3105214 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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