Clinton R. Smedley

CETERA INVESTMENT ADVISERS LLC

WEST CHESTER, PA

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CRD#: 4955289

Professional summary

Clinton Robert Smedley, CFP®, CLU®, CPWA®, who also goes by Clint Robert Smedley, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in West Chester, Pennsylvania and CETERA INVESTMENT SERVICES LLC located in West Chester, Pennsylvania.

Clinton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Clinton has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clint Robert Smedley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BOARD MEMBER FOR CPWA COMMISSION / INVESTMENTS & WEALTH INSTITUTE, ATTEND QUARTERLY MEETINGSTO HANDLE BUSINESS PERTAINING TO CPWA DESIGNATION, 0.5/HRS/WK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clinton Robert Smedley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CLU^®

Chartered Life Underwriter

CPWA^®

Certified Private Wealth Advisor

Start date: 2019-07-08

Expire date: 2023-06-30

Experience

Current

December 13, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

WEST CHESTER, PA

Current

December 13, 2024 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 1209 West Chester Pike Ste 101, West Chester, PA 19382

CRD#: 15340

WEST CHESTER, PA

Past

April 3, 2009 - December 12, 2024

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

WEST CHESTER, PA

Past

April 3, 2009 - December 12, 2024

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

WEST CHESTER, PA

Past

September 15, 2008 - March 9, 2009

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

EXTON, PA

Past

January 23, 2008 - August 29, 2008

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

November 23, 2005 - August 29, 2008

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

July 22, 2005 - September 27, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 22, 2005 - September 27, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/16/2025)

Arizona
(12/13/2024)

Arkansas
(12/13/2024)

California
(12/13/2024)

Delaware
(12/13/2024)

Florida
(12/13/2024)

Georgia
(12/13/2024)

Indiana
(12/13/2024)

Louisiana
(12/13/2024)

Maine
(12/13/2024)

Maryland
(12/13/2024)

Massachusetts
(12/13/2024)

Nebraska
(12/13/2024)

New Hampshire
(2/19/2025)

New Jersey
(12/13/2024)

New Mexico
(5/30/2025)

New York
(12/13/2024)

North Carolina
(12/13/2024)

Pennsylvania
(12/13/2024)

IAR

Pennsylvania
(12/13/2024)

South Carolina
(12/13/2024)

Tennessee
(12/13/2024)

Texas
(12/13/2024)

IAR

Texas
(12/13/2024)

Virginia
(12/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/22/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/1/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Clinton R. Smedley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clinton Robert Smedley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

COMMONWEALTH FINANCIAL NETWORK

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/22/2008

Series 63

Date: 12/1/2005

SIE

Date: 10/1/2018

Series 7

Date: 7/21/2005

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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