MH
Matthew G. Hunstock
DIVERSIFY ADVISORY SERVICES
SANTA ROSA, CA 95403
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CRD#: 4954968
MH
Professional summary
Matthew Gage Hunstock, CFP® is a registered financial advisor currently at DIVERSIFY ADVISORY SERVICES, LLC located in Santa Rosa, California and DFPG INVESTMENTS, LLC located in Santa Rosa, California.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Matthew has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fixed Insurance; non-investment related; Santa Rosa, California; Selling fixed insurance products; Agent; 04/2005; 5% during business hours; sale of fixed insurance products. 2) Santa Rosa Junior College Foundation Investment Committee; non-investment related; Sant Rosa, California; College Foundation Investment Committee; non-profit organization; Committee member; 09/01/2010; 0% during business hours; Overseeing the foundation Investment fund manager with 9 other committee members. 3) Matthew G. Hunstock; non-investment related; Santa Rosa, California & Meridian, ID; Real-estate rentals; Owner; 01/2013; 0% during business hours; Passive real estate landlord with hired professional property manager.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Gage Hunstock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
October 3, 2023 - Present
DIVERSIFY ADVISORY SERVICES, LLC
Office #1: 3550 Round Barn Blvd Suite 212, Santa Rosa, CA 95403RIA
CRD#: 326060
SANTA ROSA, CA
Current
August 30, 2022 - Present
DFPG INVESTMENTS, LLC
Office #1: 3550 Round Barn Blvd Suite208, Santa Rosa, CA 95403BD
CRD#: 155576
SANTA ROSA, CA
Past
August 30, 2022 - December 31, 2023
DFPG INVESTMENTS, LLC
RIA
CRD#: 155576
SANTA ROSA, CA
Past
May 14, 2012 - September 2, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Windsor, CA
Past
May 11, 2012 - September 2, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Windsor, CA
Past
October 23, 2009 - May 15, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SANTA ROSA, CA
Past
October 23, 2009 - May 15, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SANTA ROSA, CA
Past
February 5, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
SANTA ROSA, CA
Past
February 5, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
SANTA ROSA, CA
Past
January 16, 2007 - February 5, 2008
LPL FINANCIAL LLC
RIA
CRD#: 6413
IRVINE, CA
Past
January 16, 2007 - February 5, 2008
LPL FINANCIAL LLC
BD
CRD#: 6413
IRVINE, CA
Past
November 8, 2005 - January 22, 2007
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
WOODLAND HILLS, CA
Past
June 24, 2005 - January 22, 2007
FSC SECURITIES CORPORATION
BD
CRD#: 7461
WOODLAND HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RANCHO PRIVATE WEALTH | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MARCH FORWARD | LONGHORN FINANCIAL | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH SOLUTIONS | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
Registered Investment Advisory firm - (8/31/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/30/2022)
RR
California(8/30/2022)
IAR
California(10/3/2023)
RR
Colorado(8/30/2022)
RR
Idaho(8/30/2022)
RR
Nevada(8/30/2022)
RR
Oklahoma(8/30/2022)
RR
Oregon(8/30/2022)
IAR
Texas(10/3/2023)
RR
Virginia(8/30/2022)
RR
Washington(8/30/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RANCHO PRIVATE WEALTH | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MARCH FORWARD | LONGHORN FINANCIAL | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH SOLUTIONS | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
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Contact information
Main Address
9017 S Riverside Dr. Suite 210, Sandy, UT 84070
Mailing Address
Phone number
(801) 890-7577
Established
Firm type
Fiscal year end
# of Employees
171
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,318 |
| AUM (Assets Under Management) | $ 3,206,698,268 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DIVERSIFY ADVISORY SERVICES, LLC
CRD#: 326060Santa Rosa, CA 95403TRUST BUT VERIFY
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