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Delainna Burton

CRD# 4954366·Registered 2005 - 2022
Previously Registered: Being a previously registered professional could mean that Delainna is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Delainna Burton, who also goes by Delainna Sherikca Burton, Delainna S Burton, was a registered financial advisor. Delainna was a previously registered financial professional and started their career in finance 2005 - 2022. Delainna had worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 7TO and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Delainna Sherikca Burton, Delainna S Burton

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

E*TRADE SECURITIES LLC·CRD# 29106
BD
Jersey City, NJ
March 30, 2022 - July 11, 2022
MILANCE WEALTH MANAGEMENT·CRD# 289594
RIA
Southfield, MI
January 12, 2018 - December 31, 2021
CITIZENS SECURITIES, INC.·CRD# 39550
RIA
Milton, MA
January 21, 2015 - September 23, 2015
CITIZENS SECURITIES, INC.·CRD# 39550
BD
Milton, MA
January 20, 2015 - September 23, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Wellesley, MA
October 27, 2009 - April 22, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Wellesley, MA
October 23, 2009 - April 22, 2014
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
RIA
Waltham, MA
March 5, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Waltham, MA
March 1, 2007 - October 23, 2009
THE HUNTINGTON INVESTMENT COMPANY·CRD# 16986
RIA
Clinton Township, MI
March 17, 2006 - June 5, 2006
THE HUNTINGTON INVESTMENT COMPANY·CRD# 16986
BD
Clinton Township, MI
March 15, 2006 - June 5, 2006
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
August 17, 2005 - October 24, 2005
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
August 17, 2005 - October 24, 2005

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Current Firm

ES
E*TRADE SECURITIES LLC

E*TRADE FROM MORGAN STANLEY | GATEWAY SECURITIES | E*TRADE SECURITIES, INCORPORATED | E*TRADE SECURITIES, INC. | E*TRADE SECURITIES LLC | E*TRADE SECURITIES

CRD#: 29106 / SEC#: 8-44112
BD
Terminated by SEC on 02/13/2024

Contact Information

Established

Delaware since 05/02/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
ETCM HOLDINGS, LLCOWNER—
ADRIEN, JACQUES CCHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER2996942
FINN, JEDMANAGER5658048
GREANEY, BRIAN JOSEPHCHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER3274607
GREGO, JENNIFER ACHIEF COMPLIANCE OFFICER4928947
HENNESSY, MICHAEL SMANAGER1988660
JANOVER, JAMES TMANAGER2818307
TURNER, CHAD EDWARDPRESIDENT AND CHIEF EXECUTIVE OFFICER,MANAGER6009808

Disclosures

Regulatory Event

93

Arbitration

140

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2022About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Sep 2005About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2022About the SIE exam

Series 7TO — General Securities Representative Examination

Passed Mar 2022About the Series 7TO exam

Series 7 — General Securities Representative Examination

Passed Aug 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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