Carrie E. Bertrand

BERTRAND INVESTMENT STRATEGIES, L.L.C.

Oklahoma City, OK 73159

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CRD#: 4953514

Professional summary

Carrie Elizabeth Bertrand, who also goes by Carrie Elizabeth Short, is a registered financial advisor currently at BERTRAND INVESTMENT STRATEGIES, L.L.C. located in Oklahoma City, Oklahoma.

Carrie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Carrie has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carrie Elizabeth Short

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Bertrand Retirement Solutions, LLC; INVESTMENT RELATED; 9909 South Pennsylvania Ave, OKC, OK 73159; INSURANCE SERVICES; Insurance Agent; 01/2000; 30 hours per month devoted to this business with 30 hours during securities trading hours; recommend insurance products for client's retirement plan. 2)Bertrand Longhorn & Equestrian, L.L.C; NOT-INVESTMENT RELATED; Oklahoma City, OK 73159; Ranch Management; Owner; 01/2000; 60 hours per month devoted to this business with 5 hours during securities trading hours;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carrie Elizabeth Bertrand's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2022 - Present

BERTRAND INVESTMENT STRATEGIES, L.L.C.

Office #1: 9909 S. Pennsylvania Ave., Oklahoma City, OK 73159Office #2: 9909 S. Pennsylvania Ave., Oklahoma City, OK 73159

RIA

CRD#: 321651

Oklahoma City, OK

Past

July 26, 2021 - June 15, 2023

IMPACT PARTNERSHIP WEALTH, LLC

RIA

CRD#: 313928

Oklahoma City, OK

Past

January 19, 2007 - January 10, 2008

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

WHEATON, IL

Past

June 22, 2006 - July 20, 2021

INVESTMENT STRATEGIES, LLC

RIA

CRD#: 140739

OKLAHOMA CITY, OK

Past

May 26, 2005 - August 12, 2005

BLUE VASE SECURITIES, LLC

RIA

CRD#: 46765

OKLAHOMA CITY, OK

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(10/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2005

Uniform Investment Adviser Law Examination

Current Firm

BERTRAND INVESTMENT STRATEGIES, L.L.C.

CRD#: 321651 / SEC#:

Oklahoma

Registered Investment Advisory firm - (10/12/2022 Approved)

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Contact information

Main Address

9909 S. Pennsylvania Ave., Oklahoma City, OK 73159

Mailing Address

Phone number

(405) 703-3800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carrie E. Bertrand

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carrie Elizabeth Bertrand's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERTRAND INVESTMENT STRATEGIES, L.L.C.

IMPACT PARTNERSHIP WEALTH, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

INVESTMENT STRATEGIES, LLC

BLUE VASE SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2005

Current Firm

BERTRAND INVESTMENT STRATEGIES, L.L.C.

Contact information

Documents

Red Flags

Company Information

BERTRAND INVESTMENT STRATEGIES, L.L.C.

TRUST BUT VERIFY

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