Melissa A. Gallant
CETERA INVESTMENT ADVISERS LLC
STONEHAM, MA 02180
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CRD#: 4953331
Professional summary
Melissa A Gallant, CFP®, who also goes by Melissa A Horn, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Stoneham, Massachusetts and CETERA WEALTH SERVICES, LLC located in Stoneham, Massachusetts.
Melissa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Melissa has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Melissa A Horn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2020 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: WINCHESTER FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2020 POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 3. NAME OF OTHER BUSINESS: MELISSA GALLANT; ADDRESS: 415 CHURCH ST UNIT 2502 NASHVILLE, TN 37219; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTING OUT CONDO IN NASHVILLE, TN;
CRS (Client Relationship Summary) - RIA
Click below to view Melissa A Gallant's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 91 Montvale Ave, Stoneham, MA 02180RIA
CRD#: 105644
STONEHAM, MA
Current
February 28, 2020 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 91 Montvale Ave, Stoneham, MA 02180BD
CRD#: 13572
Stoneham, MA
Past
March 3, 2020 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Nashville, TN
Past
May 10, 2018 - April 16, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
WOBURN, MA
Past
January 30, 2018 - March 2, 2020
TRILOGY CAPITAL, INC.
RIA
CRD#: 281597
WOBURN, MA
Past
January 26, 2018 - April 3, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
WOBURN, MA
Past
June 13, 2017 - January 31, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CHELMSFORD, MA
Past
January 20, 2014 - January 31, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CHELMSFORD, MA
Past
October 16, 2012 - December 20, 2013
APW CAPITAL, INC.
BD
CRD#: 43814
ROCKAWAY, NJ
Past
April 1, 2011 - October 17, 2012
OSAIC FS, INC.
BD
CRD#: 3870
BEDFORD, NH
Past
January 26, 2010 - May 17, 2010
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
ANDOVER, MA
Past
August 21, 2007 - April 16, 2009
SECURITIES AMERICA, INC.
BD
CRD#: 10205
ANDOVER, MA
Past
July 18, 2006 - August 3, 2007
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
LYNNFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/5/2022)
RR
Colorado(2/3/2021)
RR
Connecticut(1/4/2023)
RR
Florida(3/3/2020)
RR
Georgia(7/30/2024)
RR
Illinois(3/16/2020)
RR
Maine(3/3/2020)
RR
Maryland(6/9/2020)
RR
Massachusetts(2/28/2020)
IAR
Massachusetts(6/29/2023)
RR
New Hampshire(2/28/2020)
IAR
New Hampshire(6/29/2023)
RR
New York(11/22/2024)
RR
Oregon(3/20/2025)
RR
Pennsylvania(1/4/2022)
RR
Rhode Island(4/30/2025)
IAR
Tennessee(11/20/2024)
RR
Tennessee(1/13/2025)
RR
Texas(7/17/2020)
IAR
Texas(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Stoneham, MA 02180TRUST BUT VERIFY
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