Simone Liu

AIRE ADVISORS

Beverly Hills, CA 90212

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CRD#: 4953292

Professional summary

Simone Liu is a registered financial advisor currently at AIRE ADVISORS, LLC located in Beverly Hills, California.

Simone is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Simone has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. The Golden Resource LLC; NIR; 30 Gould St, Sheridan, WY; import/export business; CEO; September 2020; Hrs/Month: 3 hours; Hrs During Trading hours: 0 hours; prepares documents and forms to move goods efficiently through import and export process.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simone Liu's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2022 - Present

AIRE ADVISORS, LLC

Office #1: 9350 Wilshire Blvd Suite 200, Beverly Hills, CA 90212

RIA

CRD#: 307450

Beverly Hills, CA

Past

January 24, 2011 - August 24, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BEVERLY HILLS, CA

Past

January 21, 2011 - August 24, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BEVERLY HILLS, CA

Past

June 1, 2009 - January 27, 2011

MORGAN STANLEY

RIA

CRD#: 149777

BEVERLY HILLS, CA

Past

June 1, 2009 - January 27, 2011

MORGAN STANLEY

CRD#: 149777

BEVERLY HILLS, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

BEVERLY HILLS, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

BEVERLY HILLS, CA

Past

March 27, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BEVERLY HILLS, CA

Past

August 19, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AIRE ADVISORS, LLC

AIRE ADVISORS, LLC | PROJECT NIMH, LLC

CRD#: 307450 / SEC#: 801-119842

RIA

Registered Investment Advisory firm - (11/20/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/13/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/21/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/17/2005

General Securities Representative Examination

Current Firm

AIRE ADVISORS, LLC

AIRE ADVISORS, LLC | PROJECT NIMH, LLC

CRD#: 307450 / SEC#: 801-119842

RIA

Registered Investment Advisory firm - (11/20/2020 Approved)

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Contact information

Main Address

9350 Wilshire Blvd Suite 200, Beverly Hills, CA 90212

Mailing Address

Phone number

(310) 277-2473

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,029
AUM (Assets Under Management)	$ 905,428,754

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Simone Liu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Simone Liu's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

AIRE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/13/2006

SIE

Date: 10/1/2018

Series 31

Date: 9/21/2007

Series 7

Date: 8/17/2005

Current Firm

AIRE ADVISORS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AIRE ADVISORS, LLC

TRUST BUT VERIFY

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