David M. Powers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Powers, who also goes by David Powers, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2012. David had worked at 2 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2012 - February 17, 2015
JANE STREET MARKETS, LLC
March 9, 2012 - May 14, 2020
JANE STREET CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JANE STREET MARKETS, LLC
CRD#: 104485 / SEC#: , 8-52950
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANE STREET GROUP, LLC | SOLE MEMBER | |
| EMMET, RICHARD STOCKTON | OPERATING COMMITTEE MEMBER/CEO | 4712665 |
| HARRISON, MARIE ELIZABETH | FINOP | 4621035 |
| LEHOCZKY, SANDOR GRAHAM | OPERATING COMMITTEE MEMBER | 3231898 |
| PROCTOR, DAVID ANTHONY | CHIEF COMPLIANCE OFFICER | 5053284 |
| SCHAAD, IAN RUSSELL | OPERATING COMMITTEE MEMBER | 2568033 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
