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Robert A. Samei

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CRD#: 4952673
RS

Professional summary

Robert Ahmad Samei was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robert is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, Robert had worked at 4 firms, which includes 4G FINANCIAL INC., LONE STAR SECURITIES INC., AMERICAN LANDMARK SECURITIES INC., EURO AMERICAN CAPITAL CORPORATION.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 1, 2007 - October 12, 2007

4G FINANCIAL, INC.

BD
CRD#: 15904
DALLAS, TX
Past

December 4, 2006 - January 8, 2007

LONE STAR SECURITIES, INC.

BD
CRD#: 20452
ADDISON, TX
Past

November 7, 2005 - May 5, 2006

AMERICAN LANDMARK SECURITIES, INC.

BD
CRD#: 42187
IRVING, TX
Past

June 14, 2005 - October 25, 2005

EURO AMERICAN CAPITAL CORPORATION

BD
CRD#: 43711
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/8/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22
Date: 6/13/2005
Direct Participation Programs Representative Examination

Current Firm

4F
4G FINANCIAL, INC.
4G FINANCIAL | SECURITY RESEARCH COMPANY, INC. | SECURITY RESEARCH COMPANY OF NEW YORK | 4G FINANCIAL, INC.

CRD#: 15904 / SEC#: , 8-33671

BD
Terminated by SEC on 08/07/2010
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 09/20/1984
Firm type
Corporation
Fiscal year end
September
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
4G GROUP, LLCHOLDING COMPANY
GRIFFIN, CHRISTOPHER ASHLEY FOLEYCEO2172225
GUINN, BRIAN ALANPRESIDENT/CFO/FINOP2805926
JOHNSON, JOHN SCOTTCHIEF COMPLIANCE OFFICER2125760

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

4G FINANCIAL, INC.

CRD#: 15904

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