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JJ

John Scott Johnson

CRD# 2125760·Registered 1991 - 2017
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Scott Johnson was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1991 - 2017. John had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

VANN EQUITY MANAGEMENT LLC·CRD# 174239
RIA
Coppell, TX
July 16, 2015 - August 22, 2017
COPPELL ADVISORY SOLUTIONS LLC·CRD# 156549
RIA
Coppell, TX
July 16, 2015 - August 22, 2017
MOMENTUM INDEPENDENT NETWORK INC.·CRD# 17587
BD
Dallas, TX
January 3, 2011 - March 9, 2015
MOMENTUM INDEPENDENT NETWORK INC.·CRD# 17587
RIA
Dallas, TX
December 23, 2010 - March 9, 2015
HILLTOP SECURITIES INC.·CRD# 6220
RIA
Dallas, TX
September 28, 2010 - March 9, 2015
HILLTOP SECURITIES INC.·CRD# 6220
BD
Dallas, TX
September 28, 2010 - March 9, 2015
4G FINANCIAL, INC.·CRD# 15904
BD
Dallas, TX
November 10, 2008 - June 3, 2010
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Irving, TX
September 28, 2005 - November 20, 2008
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Roanoke, TX
September 20, 2005 - November 20, 2008
SECURITIES AMERICA ADVISORS, INC.·CRD# 110518
RIA
Fort Worth, TX
January 14, 2004 - September 20, 2005
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
July 27, 1999 - September 20, 2005
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Dallas, TX
June 30, 1998 - July 27, 1999
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
May 11, 1998 - July 16, 1998
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
January 11, 1996 - May 28, 1998
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
September 15, 1995 - December 22, 1995
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
April 15, 1993 - July 10, 1995
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
November 5, 1991 - April 20, 1993
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
August 5, 1991 - August 30, 1991
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
July 18, 1991 - July 29, 1991
CHELSEA STREET SECURITIES, INC.·CRD# 17548
BD
July 18, 1991 - August 26, 1991

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Current Firm

VE
VANN EQUITY MANAGEMENT LLC

AUSTIN WEALTH SPECIALSTS | VANN EQUITY MANAGEMENT LLC | PRECISION CAPITAL MANAGEMENT | PCM ADVISORY LLC

CRD#: 174239 / SEC#: 801-80766
RIA
Registered Investment Advisory firm - SEC (1/2/2015 Approved)

Contact Information

Main Address

4975 Preston Park Blvd #490, Plano, TX 75093

Phone Number

(214) 983-0346

# of Employees

5

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VANN EQUITY- ADV 2A PLATFORM BROCHURE-MARCH 2026 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

188

AUM (Assets Under Management)

$231,204,911

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VE
VANN EQUITY MANAGEMENT LLC

AUSTIN WEALTH SPECIALSTS | VANN EQUITY MANAGEMENT LLC | PRECISION CAPITAL MANAGEMENT | PCM ADVISORY LLC

CRD#: 174239 / SEC#: 801-80766
RIA
Registered Investment Advisory firm - SEC (1/2/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1991About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 1994About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1994About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Aug 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JJ
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