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JD

John Dwyer

Some features on this profile are disabled
CRD#: 4952298
JD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Dwyer, who also goes by John William Dwyer, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2005. John had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

John William Dwyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)JOHN W. DWYER (DBA SOLID ROCK FINANCIAL GROUP); INVESTMENT RELATED; BISMARCK ND 58501; FINANCIAL SERVICES; OWNER/AGENT; START DATE 06/2009; HOURS/MONTH 160; HOURS/TRADING 160; FIXED INDEX ANNUITIES THROUGH FIG(FINANCIAL INDEPENDENCE GROUP). WHOLE LIFE INSURANCE AND DISABILITY INSURANCE 2)BOARD MEMBER FOR LESPA LAVI CHARITABLE MINISTRY; 10/01/2017, NO COMPENSATION, 10 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 24, 2024 - September 16, 2025

TENCAP WEALTH COACHING

RIA
CRD#: 166130
BISMARK, ND
Past

December 2, 2022 - January 8, 2024

FREEDOM FINANCIAL COACHING, LLC

RIA
CRD#: 299696
SMITHFIELD, UT
Past

April 2, 2020 - September 16, 2021

G. A. REPPLE & COMPANY

RIA
CRD#: 17486
BISMARCK, ND
Past

April 1, 2020 - July 14, 2021

G. A. REPPLE & COMPANY

BD
CRD#: 17486
BISMARCK, ND
Past

December 11, 2017 - March 31, 2020

REGULUS FINANCIAL GROUP, LLC

BD
CRD#: 150631
Bismarck, ND
Past

April 26, 2017 - March 31, 2020

REGAL INVESTMENT ADVISORS LLC

RIA
CRD#: 125004
Bismarck, ND
Past

April 18, 2016 - April 27, 2017

WEALTH WATCH ADVISORS, INC

RIA
CRD#: 172002
Bismarck, ND
Past

April 1, 2014 - December 31, 2015

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
Bismarck, ND
Past

May 22, 2008 - June 2, 2009

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
BISMARCK, ND
Past

September 14, 2005 - April 22, 2008

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TENCAP WEALTH COACHING
TENCAP WEALTH COACHING | TENCAP, LLC | TENCAP WEALTH COACHING, LLC

CRD#: 166130 / SEC#: 801-130427

RIA
Registered Investment Advisory firm - (6/10/2024 Approved)
Colorado
Registered Investment Advisory firm - (6/17/2024 Terminated)
Idaho
Registered Investment Advisory firm - (6/25/2024 Terminated)
Louisiana
Registered Investment Advisory firm - (6/13/2024 Terminated)
Minnesota
Registered Investment Advisory firm - (6/13/2024 Terminated)
North Carolina
Registered Investment Advisory firm - (6/14/2024 Terminated)
North Dakota
Registered Investment Advisory firm - (6/13/2024 Terminated)
Texas
Registered Investment Advisory firm - (6/13/2024 Terminated)
Utah
Registered Investment Advisory firm - (6/13/2024 Terminated)
Washington
Registered Investment Advisory firm - (7/17/2024 Terminated)
Wyoming
Registered Investment Advisory firm - (6/13/2024 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/8/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/7/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/1/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/11/2005
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TW
TENCAP WEALTH COACHING
TENCAP WEALTH COACHING | TENCAP, LLC | TENCAP WEALTH COACHING, LLC

CRD#: 166130 / SEC#: 801-130427

RIA
Registered Investment Advisory firm - (6/10/2024 Approved)
Colorado
Registered Investment Advisory firm - (6/17/2024 Terminated)
Idaho
Registered Investment Advisory firm - (6/25/2024 Terminated)
Louisiana
Registered Investment Advisory firm - (6/13/2024 Terminated)
Minnesota
Registered Investment Advisory firm - (6/13/2024 Terminated)
North Carolina
Registered Investment Advisory firm - (6/14/2024 Terminated)
North Dakota
Registered Investment Advisory firm - (6/13/2024 Terminated)
Texas
Registered Investment Advisory firm - (6/13/2024 Terminated)
Utah
Registered Investment Advisory firm - (6/13/2024 Terminated)
Washington
Registered Investment Advisory firm - (7/17/2024 Terminated)
Wyoming
Registered Investment Advisory firm - (6/13/2024 Terminated)
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Contact information

Main Address
1314 West 11400 South Suite 201, South Jordan, UT 84095
Mailing Address
Phone number
(801) 221-2956
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A & 2B SEC (6/26/2025)

Regulatory assets under management

Total Number of Accounts1,025
AUM (Assets Under Management)$ 117,197,434

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TENCAP WEALTH COACHING

CRD#: 166130

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