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Brendan Byron Mr

CRD# 4952241·Registered 2006 - 2014
Previously Registered: Being a previously registered professional could mean that Brendan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brendan Byron MR, who also goes by Brendan Byron, was a registered financial advisor. Brendan was a previously registered financial professional and started their career in finance 2006 - 2014. Brendan had worked at 1 firm and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brendan Byron

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

DAVY SECURITIES·CRD# 131901
BD
Dublin
March 16, 2006 - August 20, 2014

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Current Firm

DS
DAVY SECURITIES

DAVY SECURITIES | DAVY SECURITIES UNLIMITED CO | DAVY SECURITIES LIMITED

CRD#: 131901 / SEC#: 8-66522
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

Davy House 49 Dawson Street, Dublin 2, D2

Mailing Address

Davy House 49 Dawson Street, Dublin 2, D2

Phone Number

353 (1) 679 2816

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
J & E DAVY HOLDINGSSOLE MEMBER—
CAMPBELL, ROBERT NMNFINOP, PFO, POO1349154
CONNOLLY, ALLISON SIOBHANEXECUTIVE REPRESENATIVE5486724
MURPHY, STEPHEN VINCENTCHIEF COMPLIANCE OFFICER2242466
NELIGAN, DAVID ALEXANDEREXECUTIVE REPRESENTATIVE4620414

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2005About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 2006About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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