Andrew W. Kern

VICUS CAPITAL

Camp Hill, PA 17011

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CRD#: 4951988

Professional summary

Andrew Wayne Kern, AIF®, CFP®, ChFC® is a registered financial advisor currently at VICUS CAPITAL, INC. located in Camp Hill, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Camp Hill, Pennsylvania.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Andrew has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Wayne Kern's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2009

ChFC^®

Chartered Financial Consultant

Experience

Current

September 4, 2018 - Present

VICUS CAPITAL, INC.

Office #1: 210 Grandview Ave Suite 101, Camp Hill, PA 17011

RIA

CRD#: 116021

Camp Hill, PA

Current

September 4, 2018 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 210 Grandview Ave Ste 101, Camp Hill, PA 17011

CRD#: 13572

Camp Hill, PA

Past

October 28, 2016 - September 6, 2018

INTEGRATED WEALTH CONCEPTS LLC

RIA

CRD#: 284656

Harrisburg, PA

Past

October 28, 2016 - September 11, 2018

LPL FINANCIAL LLC

CRD#: 6413

HARRISBURG, PA

Past

May 20, 2013 - November 5, 2016

OSAIC FA, INC.

RIA

CRD#: 3978

HARRISBURG, PA

Past

May 20, 2013 - November 5, 2016

OSAIC FA, INC.

CRD#: 3978

HARRISBURG, PA

Past

July 28, 2005 - May 22, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CAMP HILL, PA

Past

June 23, 2005 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 23, 2005 - May 22, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CAMP HILL, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VICUS CAPITAL, INC.

PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK

CRD#: 116021 / SEC#: 801-60628

RIA

Registered Investment Advisory firm - (10/5/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/3/2022)

District of Columbia
(9/6/2018)

Florida
(9/6/2018)

Maryland
(9/6/2018)

Michigan
(9/6/2018)

New York
(1/3/2022)

North Carolina
(1/2/2026)

Pennsylvania
(9/4/2018)

IAR

Pennsylvania
(9/4/2018)

Rhode Island
(1/2/2026)

South Carolina
(3/20/2019)

Tennessee
(1/3/2023)

IAR

Texas
(12/6/2022)

Virginia
(9/6/2018)

Washington
(5/13/2022)

West Virginia
(12/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/22/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VICUS CAPITAL, INC.

PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK

CRD#: 116021 / SEC#: 801-60628

RIA

Registered Investment Advisory firm - (10/5/2001 Approved)

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Contact information

Main Address

476 Rolling Ridge Drive Suite 315, State College, PA 16801

Mailing Address

Phone number

(855) 558-4287

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VICUS CAPITAL ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	9,058
AUM (Assets Under Management)	$ 2,574,468,218

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew W. Kern

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Wayne Kern's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

INTEGRATED WEALTH CONCEPTS LLC

LPL FINANCIAL LLC

OSAIC FA, INC.

OSAIC FA, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

VICUS CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2005

SIE

Date: 10/1/2018

Series 7

Date: 6/22/2005

FINRA

Current Firm

VICUS CAPITAL, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VICUS CAPITAL, INC.

TRUST BUT VERIFY

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