Mark J. Bradt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark James Bradt was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2012. Mark had worked at 8 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2025 - October 5, 2025
TH GLOBAL CAPITAL ADVISORS INC.
September 25, 2024 - January 27, 2025
BA SECURITIES, LLC
June 6, 2023 - April 29, 2024
IMPROVED CORPORATE FINANCE LLC
October 20, 2022 - August 18, 2023
TANGENT CAPITAL PARTNERS, LLC
November 7, 2019 - April 29, 2022
HOULIHAN LOKEY CAPITAL, INC.
August 2, 2017 - November 4, 2019
DRAKE STAR SECURITIES LLC
March 7, 2014 - July 21, 2017
HOULIHAN LOKEY CAPITAL, INC.
February 19, 2013 - April 28, 2014
ARCHPOINT PARTNERS LLC
February 6, 2012 - November 13, 2013
FINANCIAL TELESIS INC
State Registrations and Notice Filings
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Exams
Current Firm
TH GLOBAL CAPITAL ADVISORS INC.
CRD#: 334543 / SEC#: , 8-71329
Contact information
Documents
Red Flags
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