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Sutton Christopher White

ASPIDA FINANCIAL DISTRIBUTORS
SPRING, TX
·CRD# 4951809·20 years experience

Professional Summary

Sutton Christopher White, who also goes by Sutton White, is a registered financial advisor currently at ASPIDA FINANCIAL DISTRIBUTORS, LLC located in Spring, Texas. Sutton is registered as a RR (Registered Representative) and started their career in finance in 2006. Sutton has worked at 6 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sutton White

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

ASPIDA FINANCIAL DISTRIBUTORS, LLC·CRD# 322843
BD
8111 Ashlane Way Suite 207, Spring, TX 77382
June 3, 2025 - Present
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Franklin, TN
July 24, 2018 - August 2, 2021
BRIGHTHOUSE SECURITIES, LLC·CRD# 285300
BD
Charlotte, NC
March 6, 2017 - July 16, 2018
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 107622
BD
Charlotte, NC
August 28, 2014 - March 6, 2017
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Atlanta, GA
August 5, 2011 - July 11, 2014
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Charlotte, NC
November 15, 2006 - August 12, 2011

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Current Firm

AF
ASPIDA FINANCIAL DISTRIBUTORS, LLC

ASPIDA FINANCIAL DISTRIBUTORS, LLC | ASPIDA INVESTOR SERVICES, LLC

CRD#: 322843 / SEC#: 8-71001
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

8111 Ashlane Way Suite 207, Spring, TX 77382

Mailing Address

2327 Englert Dr, Durham, NC 27713

Phone Number

(804) 698-0696

Established

Delaware since 08/15/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ASPIDA HOLDINGS, LLCMANAGING MEMBER—
KOWALSKI, DEIRDRE PATTENCEO1357509
MCBROOM, TAIESHA LAINI CANTWELLCORPORATE SECRETARY—
SHUMBERG, IVANA MFINANCIAL & OPERATIONS PRINCIPAL3167225
STANTON, KIMBERLYCCO6574919

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2006About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2022About the Series 7TO exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2022About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2007About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2006About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sutton Christopher White's CRS (Customer Relationship Summary).

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SW
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