Lakesha F. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lakesha Frunshay Williams, who also goes by Lakesha Williams, was a registered financial professional .
Lakesha is a previously registered financial professional and started their career in finance in 2007. Lakesha had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2020 - January 14, 2022
TRUIST ADVISORY SERVICES, INC.
June 4, 2020 - January 14, 2022
TRUIST INVESTMENT SERVICES, INC.
April 3, 2019 - June 3, 2020
CETERA INVESTMENT ADVISERS LLC
April 2, 2019 - June 3, 2020
CETERA INVESTMENT SERVICES LLC
June 23, 2017 - March 15, 2019
TRUIST ADVISORY SERVICES, INC.
December 3, 2016 - March 15, 2019
TRUIST INVESTMENT SERVICES, INC.
August 19, 2008 - March 30, 2011
FIFTH THIRD SECURITIES, INC.
June 8, 2007 - July 14, 2008
TRUIST INVESTMENT SERVICES, INC.
May 8, 2007 - June 20, 2007
MORGAN KEEGAN & COMPANY, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/21/2020
General Securities Representative ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
