Robert A. Egan
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Fairfield, NJ 07004
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CRD#: 4950713
Professional summary
Robert Anthony Egan, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Fairfield, New Jersey and CAMBRIDGE INVESTMENT RESEARCH, INC. located in New York, New York.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Robert has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE BUSINESS, 55 Lane Road, Suite 425, Fairfield NJ 07004, 10/2007, Agent, Insurance/Benefits/Human Resources, NIR, 40 HR/MO, 40 HR/MO TRADING. 2) NORTHSTAR WEALTH PLANNING, 55 Lane Road, Suite 425, Fairfield NJ 07004, 01/2023, Founder, DBA Name, INV REL, 40 HR/MO, 32 HR/MO TRADING. 3) EP WEALTH MANAGEMENT, LLC, 55 Lane Road, Suite 425, Fairfield NJ 07004, 01/2015, Founder, DBA Name, INV REL, 160 HR/MO, 160 HR/MO TRADING. 4) BERGAN PROPERTIES, LLC, 55 Lane Road, Suite 425, Fairfield NJ 07004, 02/2016, Owner, Real Estate, NIR, 1 HR/MO, 1 HR/MO TRADING. 5) EP WEALTH MANAGEMENT, LLC & NORTHSTAR WEALTH PLANNING , 55 Lane Road, Suite 425, Fairfield NJ 07004, 01/2015, Founder, Estate, Tax and Financial Planning, INV REL, 40 HR/MO, 40 HR/MO TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 02/2025 7) ALPHA GOOSE, LLC, 55 Lane Road, Suite 425, Fairfield NJ 07004, 03/2025, Co-Founder and Member, Owner/Partner of a Business Entity, NIR, 1 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Anthony Egan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
February 10, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 55 Lane Road, Suite 425, Fairfield, NJ 07004RIA
CRD#: 134139
Fairfield, NJ
Current
February 10, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #2: 55 Lane Road, Suite 425, Fairfield, NJ 07004BD
CRD#: 39543
New York, NY
Past
September 8, 2022 - February 12, 2025
CETERA ADVISORS LLC
BD
CRD#: 10299
FAIRFIELD, NJ
Past
November 12, 2020 - February 12, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
FAIRFIELD, NJ
Past
July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
FAIRFIELD, NJ
Past
August 3, 2011 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
FAIRFIELD, NJ
Past
August 3, 2011 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
FAIRFIELD, NJ
Past
June 17, 2011 - August 4, 2011
NEW ENGLAND SECURITIES
RIA
CRD#: 615
FAIRFIELD, NJ
Past
December 11, 2007 - August 4, 2011
NEW ENGLAND SECURITIES
BD
CRD#: 615
FAIRFIELD, NJ
Past
July 6, 2005 - December 19, 2005
TAFFERER TRADING, LLC
BD
CRD#: 36816
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/10/2025)
RR
Arizona(2/10/2025)
RR
Arkansas(10/17/2025)
RR
California(2/10/2025)
RR
Colorado(2/10/2025)
RR
Connecticut(2/10/2025)
RR
Florida(2/10/2025)
RR
Georgia(2/10/2025)
RR
Hawaii(10/17/2025)
RR
Idaho(10/17/2025)
RR
Illinois(2/10/2025)
RR
Indiana(10/17/2025)
RR
Iowa(10/17/2025)
RR
Kentucky(10/17/2025)
RR
Maine(2/10/2025)
RR
Maryland(2/10/2025)
RR
Massachusetts(2/10/2025)
RR
Michigan(2/10/2025)
RR
Minnesota(2/10/2025)
RR
New Hampshire(2/10/2025)
RR
New Jersey(2/10/2025)
IAR
New Jersey(2/11/2025)
RR
New Mexico(2/10/2025)
RR
New York(2/10/2025)
IAR
New York(10/9/2025)
RR
North Carolina(2/11/2025)
RR
Ohio(10/17/2025)
RR
Oregon(10/17/2025)
RR
Pennsylvania(2/10/2025)
RR
Rhode Island(10/17/2025)
RR
South Carolina(2/10/2025)
RR
South Dakota(2/10/2025)
RR
Tennessee(10/17/2025)
RR
Texas(2/10/2025)
IAR
Texas(2/10/2025)
RR
Vermont(2/10/2025)
RR
Virginia(2/10/2025)
RR
Washington(10/17/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
