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MC

Mollie B. Carruthers

PEACHTREE PC INVESTORS
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 4950008
MC

Professional summary

Mollie Brooke Carruthers, who also goes by Mollie Brooke Brown, is a registered financial professional currently at PEACHTREE PC INVESTORS, LLC located in Atlanta, Georgia.

Mollie is registered as a RR (Registered Representative) and started their career in finance in 2013. Mollie has worked at 4 firms and has passed the SIE and Series 99 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mollie Brooke Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mollie Brooke Carruthers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 1, 2023 - Present

PEACHTREE PC INVESTORS, LLC

Office #1: One Alliance Center 3500 Lenox Road, Suite 625, Atlanta, GA 30326Office #2: 3500 Lenox Road Suite 625, Atlanta, GA 30326
BD
CRD#: 301004
Atlanta, GA
Past

February 15, 2016 - December 5, 2022

PREFERRED CAPITAL SECURITIES, LLC

BD
CRD#: 169719
Atlanta, GA
Past

March 23, 2015 - September 22, 2015

CENTAURUS FINANCIAL, INC.

BD
CRD#: 30833
ATLANTA, GA
Past

September 18, 2013 - March 23, 2015

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 9/18/2013
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm

PP
PEACHTREE PC INVESTORS, LLC
PC ADVISORS, LLC | PPCA | PEACHTREE PC INVESTORS, LLC | PEACHTREE PC ADVISORS, LLC

CRD#: 301004 / SEC#: , 8-70317

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
3500 Lenox Road Suite 625, Atlanta, GA 30326
Mailing Address
3500 Lenox Road Suite 625, Atlanta, GA 30326
Phone number
(678) 250-9368
Established
Georgia since 02/04/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PEACHTREE PC ADVISORS HOLDING, LLCOWNER
BEATON, DANIEL STEWARTFINOP4240769
CHO, WONHEE NMNPRESIDENT5903574
FRASIER, MICHAEL JOHNCHIEF COMPLIANCE OFFICER3013598

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PEACHTREE PC INVESTORS, LLC

CRD#: 301004Atlanta, GA 30326

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