Jennifer L. Janes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Lynn Janes was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2005. Jennifer had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2024 - December 12, 2024
TP ICAP GLOBAL MARKETS AMERICAS LLC
April 8, 2022 - December 12, 2024
LIQUIDNET, INC.
August 3, 2016 - March 16, 2022
CASTLEOAK SECURITIES, LP
April 17, 2015 - August 3, 2016
BGC FINANCIAL, L.P.
May 15, 2014 - March 16, 2015
TRADITION SECURITIES AND DERIVATIVES LLC
May 13, 2013 - May 13, 2014
BONDS.COM LLC
March 12, 2007 - April 1, 2013
VCM SECURITIES, LLC.
June 9, 2005 - March 24, 2006
TULLETT PREBON FINANCIAL SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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