Brian F. Pringle

PINE DISTRIBUTORS LLC

DURHAM, ME

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CRD#: 4949614

Professional summary

Brian Fredric Pringle, who also goes by Brian Pringle, is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Durham, Maine.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2005. Brian has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Pringle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Fredric Pringle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2024 - Present

PINE DISTRIBUTORS LLC

CRD#: 323408

DURHAM, ME

Past

September 15, 2021 - April 30, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

November 25, 2005 - April 11, 2019

COWEN AND COMPANY

CRD#: 7616

San Francisco, CA

Past

August 25, 2005 - November 16, 2005

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/6/2024)

Alaska
(5/10/2024)

Arizona
(5/10/2024)

Arkansas
(5/10/2024)

California
(5/2/2024)

Colorado
(5/3/2024)

Connecticut
(5/2/2024)

Delaware
(5/17/2024)

District of Columbia
(5/6/2024)

Florida
(5/6/2024)

Georgia
(5/6/2024)

Hawaii
(5/10/2024)

Idaho
(5/6/2024)

Illinois
(6/28/2024)

Indiana
(5/7/2024)

Iowa
(5/3/2024)

Kansas
(5/1/2024)

Kentucky
(5/7/2024)

Louisiana
(5/8/2024)

Maine
(5/3/2024)

Maryland
(5/2/2024)

Massachusetts
(5/17/2024)

Michigan
(5/3/2024)

Minnesota
(5/3/2024)

Mississippi
(5/3/2024)

Missouri
(5/2/2024)

Montana
(5/7/2024)

Nebraska
(5/1/2024)

Nevada
(5/2/2024)

New Hampshire
(5/7/2024)

New Jersey
(5/7/2024)

New Mexico
(5/6/2024)

New York
(5/15/2024)

North Carolina
(5/6/2024)

North Dakota
(5/6/2024)

Ohio
(5/8/2024)

Oklahoma
(5/6/2024)

Oregon
(5/14/2024)

Pennsylvania
(5/2/2024)

Puerto Rico
(5/17/2024)

Rhode Island
(5/2/2024)

South Carolina
(5/3/2024)

South Dakota
(5/23/2024)

Texas
(5/2/2024)

Utah
(5/2/2024)

Vermont
(5/3/2024)

Virgin Islands
(5/6/2024)

Virginia
(5/2/2024)

Washington
(5/3/2024)

West Virginia
(5/8/2024)

Wisconsin
(5/2/2024)

Wyoming
(5/9/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/25/2021

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/24/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Mailing Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Phone number

(720) 651-8092

Established

Delaware since 08/30/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PINE ADVISOR SOLUTIONS LLC	MEMBER
FAIRBANKS, MARK ALAN	PRESIDENT	1847318
LEVESQUE, DARYN	COO	6482085
MOSCARITOLO, SUSAN KALLAI	CCO	2618909
WAGSTAFF, CONNER FRED III	FINOP	1427591
WOODCOCK, ALEXANDER JAMES	PFO	6454017

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian F. Pringle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Fredric Pringle's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINE DISTRIBUTORS LLC

FORESIDE FUND SERVICES, LLC

COWEN AND COMPANY

FIRST ALLIED SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2021

SIE

Date: 10/1/2018

Series 7

Date: 8/24/2005

FINRA

Current Firm

PINE DISTRIBUTORS LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PINE DISTRIBUTORS LLC

TRUST BUT VERIFY

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