David L. Barlow

GRIMES & COMPANY

WESTBOROUGH, MA 01581

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CRD#: 4948712

Professional summary

David Luke Barlow, CFP® is a registered financial advisor currently at GRIMES & COMPANY located in Westborough, Massachusetts.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Luke Barlow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

September 26, 2024 - Present

GRIMES & COMPANY

Office #1: One Technology Drive Suite 100, Westborough, MA 01581

RIA

CRD#: 109420

WESTBOROUGH, MA

Past

October 31, 2019 - June 3, 2024

GOODMAN ADVISORY GROUP, LLC

RIA

CRD#: 285637

NEEDHAM, MA

Past

February 29, 2016 - January 23, 2019

FERRIS CAPITAL, LLC

RIA

CRD#: 160116

MARLBOROUGH, MA

Past

September 2, 2005 - January 14, 2016

BTS ASSET MANAGEMENT, INC.

RIA

CRD#: 105215

LEXINGTON, MA

Past

May 17, 2005 - January 14, 2016

BTS SECURITIES CORPORATION

CRD#: 8328

LEXINGTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRIMES & COMPANY

GRIMES & CO INC | GRIMES & COMPANY, LLC | GRIMES & COMPANY, INC. | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | GRIMES & COMPANY

CRD#: 109420 / SEC#: 801-57193

RIA

Registered Investment Advisory firm - (1/28/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/3/2024)

IAR

Texas
(9/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/1/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/14/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/16/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GRIMES & COMPANY

GRIMES & CO INC | GRIMES & COMPANY, LLC | GRIMES & COMPANY, INC. | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | GRIMES & COMPANY

CRD#: 109420 / SEC#: 801-57193

RIA

Registered Investment Advisory firm - (1/28/2000 Approved)

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Contact information

Main Address

One Technology Drive Suite 100, Westborough, MA 01581

Mailing Address

Phone number

(508) 366-3883

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GRIMES & COMPANY WEALTH MANAGEMENT, LLC (11/3/2025)

Regulatory assets under management

Total Number of Accounts	9,415
AUM (Assets Under Management)	$ 5,592,556,041

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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David L. Barlow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Luke Barlow's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOODMAN ADVISORY GROUP, LLC

FERRIS CAPITAL, LLC

BTS ASSET MANAGEMENT, INC.

BTS SECURITIES CORPORATION

Primary Firm SEC Registration

GRIMES & COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/2005

Series 63

Date: 7/1/2005

SIE

Date: 1/14/2016

Series 6

Date: 5/16/2005

Current Firm

GRIMES & COMPANY

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRIMES & COMPANY

TRUST BUT VERIFY

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