BZ
Benjamin M. Zheng
NYLIFE SECURITIES LLC
EVANS, GA
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CRD#: 4948326
BZ
Professional summary
Benjamin Minxiang Zheng, who also goes by Minxiang Zheng, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Evans, Georgia.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2009. Benjamin has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Minxiang Zheng
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
{INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSES OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INSURANCE BROKER; INVESTMENT RELATED; START DATE 4/2009] [Property and Casualty Sales; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 5707 Waters Edge Landing Ct, Burke VA 22015; Start Date 09/2018; Role/Title: Insurance Broker; Investment Related; 40 hours per month; 40 hours per month during securities trading hours] [Top Crab Seafood and Bar; will own 30% shares in a family operated restaurant in Augusta GA; 1347 Augusta West Parkway, #02A Augusta GA 30909; Start Date 11/2019; Role/Title: Owner; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Top Crab Seafood and Bar Savannah; ownership in a restaurant; 7201 Hodgson memorial drive, Suite A Savannah Ga 31406; Start Date 01/2022; Role/Title:30% Owner; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Wanida Prosperity LLC; Making seafood seasoning and selling it to my existing restaurants.; 769 Bridgewater Lane, Evans GA 30809; Start Date 04/2022; Role/Title: Owner; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [rental property; renting out a real estate property in Virginia; 5707 Waters Edge Landing Ct, Burke Va 22015; Start Date 07/2020; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; COLLECT RENT]
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Minxiang Zheng's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 27, 2005 - Present
NYLIFE SECURITIES LLC
BD
CRD#: 5167
EVANS, GA
Past
November 5, 2009 - November 29, 2022
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
EVANS, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(11/4/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NYLIFE SECURITIES LLC
NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
CRD#: 5167 / SEC#: , 8-15517
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
51 Madison Ave. Room 713, New York, NY 10010
Mailing Address
51 Madison Avenue Room 713, New York, NY 10010
Phone number
(212) 576-7000
Established
Delaware since 01/01/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
