SB
Sean R. Barbour
CETERA INVESTMENT ADVISERS LLC
PITTSBURGH, PA 15238
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CRD#: 4947968
SB
Professional summary
Sean Robin Barbour is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pittsburgh, Pennsylvania and CETERA ADVISORS LLC located in Pittsburgh, Pennsylvania.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Sean has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)NORTHERN ALLEGHENY CHAMBER OF COMMERCE; MEMBER; MARKETING; START DATE: 4/23/2009. 2.)INTERGEN ADVISORS, LLC; DBA; START DATE: 1/4/2008. 3.)IGA MANAGEMENT INC.; OWNER; HOLDING COMPANY; START DATE: 12/01/2018; 4 HOURS PER MONTH. 4.) NAME OF OTHER BUSINESS: FOX CHAPEL TAX ADVISORS; INVESTMENT RELATED: NO; ADDRESS: 1315 OLD FREEPORT RD, PITTSBURGH, PA 15238; NATURE OF BUSINESS: TAX PRACTICE; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE, STAFF, & OPERATE THE BUSINESS EXPENSES;
CRS (Client Relationship Summary) - RIA
Click below to view Sean Robin Barbour's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1386 Old Freeport Rd Suite #2a, Pittsburgh, PA 15238RIA
CRD#: 105644
PITTSBURGH, PA
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 1386 Old Freeport Road Suite 2a, Pittsburgh, PA 15238BD
CRD#: 10299
Pittsburgh, PA
Past
July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
PITTSBURGH, PA
Past
January 14, 2008 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
PITTSBURGH, PA
Past
January 4, 2008 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
PITTSBURGH, PA
Past
June 15, 2005 - January 8, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2022)
RR
Arizona(9/8/2022)
RR
California(9/8/2022)
RR
Colorado(9/8/2022)
RR
Connecticut(9/8/2022)
RR
Delaware(9/8/2022)
RR
District of Columbia(9/8/2022)
RR
Florida(9/8/2022)
RR
Georgia(9/8/2022)
RR
Illinois(9/8/2022)
RR
Kentucky(9/8/2022)
RR
Maryland(9/8/2022)
RR
Massachusetts(9/8/2022)
RR
Michigan(9/8/2022)
RR
Minnesota(9/8/2022)
RR
Missouri(9/8/2022)
RR
Nevada(9/8/2022)
RR
New Hampshire(9/8/2022)
RR
New Jersey(9/8/2022)
RR
New Mexico(9/8/2022)
RR
New York(9/8/2022)
RR
North Carolina(9/8/2022)
RR
Ohio(9/8/2022)
RR
Oregon(9/8/2022)
IAR
Pennsylvania(11/12/2020)
RR
Pennsylvania(9/8/2022)
RR
South Carolina(9/8/2022)
RR
Tennessee(8/22/2023)
IAR
Texas(11/12/2020)
RR
Texas(9/8/2022)
RR
Virginia(9/8/2022)
RR
West Virginia(9/8/2022)
RR
Wisconsin(9/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
