Carlos P. Sava

CLARENDON CAPITAL MANAGEMENT LLC

Waukesha, WI

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CRD#: 4946994

Professional summary

Carlos Philip Sava is a registered financial advisor currently at CLARENDON CAPITAL MANAGEMENT LLC located in Waukesha, Wisconsin.

Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Carlos has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Carlos Philip Sava serves as an accountant, consultant, and advisor to various individuals and businesses on matters of accounting, finance, and strategy. Mr. Sava is a Principal/CFO with ProCFO Partners. This role accounts for 75% of his time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Philip Sava's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2018 - Present

CLARENDON CAPITAL MANAGEMENT LLC

RIA

CRD#: 163321

Waukesha, WI

Past

April 23, 2012 - December 19, 2017

CLARENDON CAPITAL MANAGEMENT LLC

RIA

CRD#: 163321

WAUKESHA, WI

Past

January 11, 2011 - January 3, 2012

BLUESTONE CAPITAL PARTNERS, LLC

CRD#: 151996

MCLEAN, VA

Past

August 2, 2010 - January 3, 2011

SIGNAL HILL CAPITAL GROUP LLC

CRD#: 122782

RESTON, VA

Past

September 26, 2007 - July 16, 2010

UPDATA SECURITIES, INC.

CRD#: 128333

RESTON, VA

Past

June 2, 2005 - September 21, 2007

B. RILEY SECURITIES, INC.

CRD#: 25027

ARLINGTON, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(1/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/8/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/11/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/1/2005

General Securities Representative Examination

Current Firm

CLARENDON CAPITAL MANAGEMENT LLC

CRD#: 163321 / SEC#:

Virginia

Registered Investment Advisory firm - (12/19/2017 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/11/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Waukesha, WI

Mailing Address

Phone number

(608) 561-1480

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 1,082,567

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carlos P. Sava

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Philip Sava's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARENDON CAPITAL MANAGEMENT LLC

CLARENDON CAPITAL MANAGEMENT LLC

BLUESTONE CAPITAL PARTNERS, LLC

SIGNAL HILL CAPITAL GROUP LLC

UPDATA SECURITIES, INC.

B. RILEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/8/2012

Series 63

Date: 7/11/2005

Series 7

Date: 6/1/2005

Current Firm

CLARENDON CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CLARENDON CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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