Thomas G. Gilbertson
CETERA INVESTMENT ADVISERS LLC
WILLMAR, MN 56201
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CRD#: 4946744
Professional summary
Thomas G Gilbertson, CFP®, who also goes by Thomas G Gilbertson Mr., is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Willmar, Minnesota and CETERA WEALTH SERVICES, LLC located in Willmar, Minnesota.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Thomas has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas G Gilbertson Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; SAME AS REGISTERED LOCATION; fixed insurance sales; INDEPENDENT INSURANCE AGENT; 10/4/2005; 40; 30; sales and service of fixed insurance product 2)NAME OF ENTITY: Gilbertson Management Group LLC; Yes; SAME AS REGISTERED LOCATION; financial services; owner; 11/18/2009; 160; 160; sales and services of insurance and securities products 3) NAME OF OTHER BUSINESS: PRAIRIE WOOD ENVIRONMENTAL LEARNING CENTER; INVESTMENT RELATED: NO; ADDRESS: 12718 10TH ST NE, SPICER, MN, 56288; NATURE OF BUSINESS: ENVIRONMENTAL LEARNING CENTER; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: DEVELOP ANNUAL BUDGET WITH EXEC DIRECTOR, BUDGETING AND FINANCIAL PLANNING, REPORTING, INTERNAL CONTROLS AND ACCOUNTABILITY POLICIES, OVERSEE AUDIT; 4)NAME OF ENTITY: GILBERTSON MANAGEMENT GROUP, INC.; YES; SAME AS REGISTERED LOCATION; FINANCIAL SERVICES/DBA; OWNER; 11/2024; APX 45 HOURS PER WEEK, 32.5 DURING TRADING HOURS ; DBA FOR FINANCIAL SERVICES; 5)NAME OF ENTITY: GILBERTSON MANAGEMENT AGENCY, YES; SAME AS REGISTERED LOCATION; FIXED INSURANCE/DBA; PRESIDENT; 11/2024, APX 5 HOURS PER WEEK, DURING TRADING HOURS, DBA FOR FIXED INSURANCE; 6) NAME OF OTHER BUSINESS: CITY OF WILLMAR; INVESTMENT RELATED: NO; ADDRESS: 333 6TH STREET WILLMAR, MN 56201; NATURE OF BUSINESS: CITY COUNCIL ; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: CITY COUNCILOR; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ELECTED LEGISLATIVE AND POLICY-MAKING BODY FOR THE CITY OF WILLMAR GOVERNMENT;
CRS (Client Relationship Summary) - RIA
Click below to view Thomas G Gilbertson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1604 S First St Suite 230, Willmar, MN 56201Office #2: 1917 Country Club Dr. Ne, Willmar, MN 56201RIA
CRD#: 105644
WILLMAR, MN
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1700 Technology Dr Ne Ste 114, Willmar, MN 56201BD
CRD#: 13572
Willmar, MN
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Starbuck, MN
Past
January 31, 2014 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
WILLMAR, MN
Past
October 3, 2005 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WILLMAR, MN
Past
July 22, 2005 - October 3, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2021)
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Florida(6/10/2021)
RR
Iowa(1/2/2025)
RR
Minnesota(6/9/2021)
IAR
Minnesota(6/29/2023)
RR
North Dakota(6/9/2021)
RR
Oregon(6/9/2021)
RR
South Dakota(6/9/2021)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Washington(3/10/2025)
RR
Wisconsin(6/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
