Ryan J. Mcguane
ON INVESTMENT MANAGEMENT CO
ASHBURNHAM, MA 01430
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CRD#: 4946455
Professional summary
Ryan Joseph Mcguane, CFP®, who also goes by Ryan J Mcguane, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Ashburnham, Massachusetts and THE O.N. EQUITY SALES COMPANY located in Ayer, Massachusetts.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Ryan has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan J Mcguane
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ADVENT BENEFIT CONSULTANTS, INC; NOT INVESTMENT RELATED; PRESIDENT; 07/01/2014; SALES AND SERVICE OF INSURQANCE PRODUCTS INCLUDING; LIFE HEALTH DISABILITY LTC LTC FIXED AND EQUITY INDEXED ANNUITIES. 2. Top Secret, Inc. DBA Top Secret Orchard; Not investment related; 100 Whitman Road; Groton, Massachusetts 01450; Agriculture; Partner; 09/15/2022-present; 5 hours/ month (0 during securities trading hours). Restored a commercial apple orchard and opened it to the public. 3. Real Estate Management; not investment related; 15 Main Street, Ayer, Massachusetts 01432; Own and manage various properties; Partner; 11-01-2022-present; 10 hours/month (0 during securities trading hours/month); Own and manage various investment properties.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Joseph Mcguane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
July 5, 2011 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 78 Main St, Ashburnham, MA 01430RIA
CRD#: 105662
ASHBURNHAM, MA
Current
June 30, 2011 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 15 Main Street, Ayer, MA 01432BD
CRD#: 2936
Ayer, MA
Past
March 14, 2006 - July 5, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ASHBURNHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(11/16/2018)
RR
Florida(11/25/2020)
RR
Maine(6/30/2011)
RR
Massachusetts(6/30/2011)
IAR
Massachusetts(7/5/2011)
RR
Missouri(8/17/2020)
RR
New Hampshire(6/30/2011)
IAR
North Carolina(7/8/2020)
RR
North Carolina(3/25/2025)
RR
Pennsylvania(10/17/2025)
RR
Rhode Island(5/23/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/23/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
