Dustin M. Klass
Professional summary
Dustin Matthew Klass, who also goes by Dustin Klass, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Dustin is registered as a RR (Registered Representative) and started their career in finance in 2005. Dustin has worked at 4 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dustin Matthew Klass's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 29, 2019 - May 15, 2023
P.J. ROBB VARIABLE, LLC
April 11, 2011 - February 27, 2012
OSAIC FS, INC.
May 22, 2006 - November 1, 2010
OSAIC FS, INC.
November 29, 2005 - March 2, 2006
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/17/2023)
(5/18/2023)
(5/17/2023)
Exams
Series 6TO
Date: 6/29/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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