Steven O. Wykoff

MERSEREAU, LAZENBY & ROCKAS, L.L.C.

SUWANEE, GA 30024

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CRD#: 4944681

Professional summary

Steven Oscar Wykoff, CFP®, who also goes by Steven Wykoff, is a registered financial advisor currently at MERSEREAU, LAZENBY & ROCKAS, L.L.C. located in Suwanee, Georgia.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Steven has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Biography

MLR Financial Partners is a fee-only financial planner in Suwanee, GA, serving clients across northeast metro Atlanta including Suwanee, Duluth, Sugar Hill, Buford, Dacula, Flowery Branch, and Braselton. MLR Financial Partners specializes in financial planning, retirement planning, investment management, and tax preparation.

Question & Answer

What are your service offerings?

Estate Planning

Tax Planning

Retirement Income Management

Investment Planning

Retirement Planning

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Business Owners

High Net Worth Client Needs

Investment Advice with Ongoing...

Middle Income Client Needs

Retirement Planning & Distribu...

Tax Planning

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

Steven Wykoff

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Oscar Wykoff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

December 6, 2005 - Present

MERSEREAU, LAZENBY & ROCKAS, L.L.C.

Office #1: 3469 Lawrenceville Suwanee Rd. Suite B, Suwanee, GA 30024

RIA

CRD#: 126139

SUWANEE, GA

Past

June 14, 2005 - November 30, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 15, 2005 - November 30, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(12/6/2005)

IAR

Montana
(5/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/1/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/13/2005

General Securities Representative Examination

Current Firm

MERSEREAU, LAZENBY & ROCKAS, L.L.C.

MERSEREAU & LAZENBY, L.L.C. | MLR FINANCIAL PARTNERS | MERSEREAU, LAZENBY & ROCKAS, L.L.C.

CRD#: 126139 / SEC#:

Georgia

Registered Investment Advisory firm - (9/2/2003 Approved)

Montana

Registered Investment Advisory firm - (2/14/2024 Approved)

Texas

Registered Investment Advisory firm - (12/2/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3469 Lawrenceville Suwanee Rd Ste B, Suwanee, GA 30024

Mailing Address

Phone number

(770) 614-6800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	207
AUM (Assets Under Management)	$ 76,632,637

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Steven O. Wykoff

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Oscar Wykoff's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERSEREAU, LAZENBY & ROCKAS, L.L.C.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 7/1/2005

Series 7

Date: 6/13/2005

Current Firm

MERSEREAU, LAZENBY & ROCKAS, L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MERSEREAU, LAZENBY & ROCKAS, L.L.C.

TRUST BUT VERIFY

Contact information

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