Erguis Mertiri
Professional summary
Erguis Mertiri, who also goes by Ed Mertiri, is a registered financial advisor currently at MAIN STREET ASSET MANAGEMENT LLC located in New City, New York and EMPIRE STATE WEALTH ADVISORS INC located in New City, New York.
Erguis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Erguis has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Erguis Mertiri's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2024 - Present
MAIN STREET ASSET MANAGEMENT LLC
Office #1: 151 North Main Street Suite 405, New City, NY 10956August 11, 2025 - Present
EMPIRE STATE WEALTH ADVISORS INC
Office #1: 151 N Main St 405, New City, NY 10956October 13, 2021 - June 16, 2023
MAIN STREET ASSET MANAGEMENT LLC
August 31, 2012 - February 22, 2017
SECURITIES AMERICA ADVISORS, INC.
August 31, 2012 - February 22, 2017
SECURITIES AMERICA, INC.
September 12, 2011 - September 5, 2012
LPL FINANCIAL LLC
September 7, 2011 - September 5, 2012
LPL FINANCIAL LLC
June 26, 2009 - November 23, 2009
SPC
June 26, 2009 - November 23, 2009
SIGMA FINANCIAL CORPORATION
June 4, 2008 - June 25, 2009
LPL FINANCIAL LLC
June 4, 2008 - June 25, 2009
LPL FINANCIAL LLC
January 19, 2007 - April 17, 2008
CHASE INVESTMENT SERVICES CORP.
December 8, 2006 - April 17, 2008
CHASE INVESTMENT SERVICES CORP.
April 18, 2005 - November 13, 2006
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/1/2024)
(1/18/2024)
Exams
Current Firm
MAIN STREET ASSET MANAGEMENT LLC
CRD#: 281694 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 190 |
| AUM (Assets Under Management) | $ 15,638,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
