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Enver Rahman Alijaj

CRD# 4943780·Registered 2005 - 2013
Barred: Enver Rahman Alijaj was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Enver Rahman Alijaj, who also goes by Enver R Alijaj, Joseph Alijaj, Joe Allen, was a registered financial advisor. Enver was a previously registered financial professional and started their career in finance 2005 - 2013. Enver had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Enver R Alijaj, Joseph Alijaj, Joe Allen

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

AVENIR FINANCIAL GROUP·CRD# 148490
BD
New York, NY
April 9, 2013 - August 27, 2013
LEGEND SECURITIES, INC.·CRD# 44952
BD
New York, NY
December 15, 2010 - April 29, 2013
FIRST MIDWEST SECURITIES, INC.·CRD# 21786
BD
New York, NY
April 21, 2010 - December 2, 2010
JHS CAPITAL ADVISORS, LLC·CRD# 112097
BD
New York, NY
June 22, 2009 - April 22, 2010
JOHN THOMAS FINANCIAL·CRD# 40982
BD
New York, NY
December 22, 2008 - June 22, 2009
JHS CAPITAL ADVISORS, LLC·CRD# 112097
BD
New York, NY
May 14, 2007 - December 22, 2008
WINDSOR STREET CAPITAL, LP·CRD# 34171
BD
New York, NY
June 30, 2005 - May 18, 2007
ESSEX & YORK, INC.·CRD# 118495
BD
New York, NY
May 25, 2005 - June 15, 2005

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Current Firm

AF
AVENIR FINANCIAL GROUP

AVENIR FINANCIAL GROUP | AVENIR FINANCIAL GROUP, INC.

CRD#: 148490 / SEC#: 8-68031
BD
Terminated by SEC on 05/11/2016

Contact Information

Established

Wyoming since 07/26/2010

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ALLEN, DAVID ARTHURPASSIVE INVESTOR2500427
CLEMENTS, MICHAEL TODDCEO,CCO1702071
PASQUESI, MAUROPASSIVE INVESTOR OWNER6148602
BABOULIS, LINDAPASSIVE INVESTOR6441448
CLEMENTS, JUDITHPASSIVE INVESTOR6432441

Disclosures

Regulatory Event

4

Arbitration

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2005About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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